{"id":2071224,"url":"https://alion.io/job/aca-group-compliance-analyst-ms","title":"Compliance Analyst (MS)","company":{"id":2138763,"name":"ACA Group","domain":"acaglobal.com","url":"https://alion.io/company/acaglobal","size_band":"501-1000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"SuccessFactors","truth_index":null},"role":"Legal","role_family":"Legal","seniority":"middle","employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Pune, India"],"countries":["IN"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":11000,"max_usd":33000,"period":"year","method":"global_role_cell_scaled_by_country","sample_n":1255},"experience_years_min":3,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Microsoft Office","optional":false}],"status":"live","first_seen_at":"2026-09-30T07:00:00Z","employer_posted_date":"2026-09-30","last_verified_at":"2026-10-11T22:18:54Z","board_verified":true,"closed_at":null,"days_open":11,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":11},"description":"About ACA:\nACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.\nThe Opportunity\nIn the role of Compliance Analyst, Code of Ethics Managed Services, you will be responsible for supporting ACA's clients with the administration of their Code of Ethics program and regulatory filing obligations. The individual in this position will assist with the reporting and monitoring of employee personal trading activity, employee certifications, broker feed maintenance, regulatory filings, and other compliance-related activities conducted by ACA on behalf of its clients.\nWhat you'll do:\nAssist with the reporting of personal securities accounts, holdings, and transactions through ACA's Employee Compliance (EC) platform.\nAssist with the setup, monitoring, and maintenance of broker data feed connections.\nSupport the creation, distribution, and tracking of employee certifications related to gifts and entertainment, political contributions, outside business activities, and other compliance disclosures.\nReview account statements and assist with the manual entry of transactional data into the EC platform as needed.\nMonitor direct-feed account availability and identify gaps in account aggregation feeds.\nReview and recommend process improvements for personal trading and compliance workflows.\nCommunicate with clients, brokers, legal counsel, and other stakeholders to obtain required documentation and records.\nAssist in preparing and submitting regulatory filings, including Form 13F, Form 13H, Schedule 13G, Form ADV, and Form PF.\nReview client data for completeness and accuracy prior to filing submissions.\nUpload and maintain data within ACA proprietary systems and compliance technology platforms.\nWork closely with internal compliance teams to finalize client deliverables and ensure service quality.\nWork under pressure and time constraints to ensure client deadlines and regulatory obligations are met.\nTrack progress of assignments using project management software tools.\nComplete work independently while coordinating with global service teams to successfully execute client engagements.\nPerform ad hoc projects and other compliance-related tasks to support ACA's client and internal initiatives.\nTo qualify for the role, you must have:\nBachelor's degree.\n3-6 years of relevant work experience in compliance, regulatory reporting, financial services, operations, or a related field.\nProficiency with Microsoft Office applications, Adobe Acrobat, and Internet-based applications.\nStrong attention to detail and ability to manage multiple priorities in a deadline-driven environment.\nIdeally, you'll also have:\nExperience supporting Code of Ethics administration, employee compliance monitoring, or personal trading compliance programs.\nFamiliarity with regulatory filings, including Form 13F, Form 13H, Schedule 13G, Form ADV, and Form PF.\nExperience working with compliance monitoring platforms and compliance technology solutions.\nKnowledge of investment adviser regulatory requirements and securities compliance practices.\nExperience working in a client-service-oriented environment.\nStrong project management and stakeholder management skills.\nWhat we commit to:\n\nACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected status in accordance with applicable law.","description_format":"text","description_chars":4077,"description_truncated":false,"requirements":{"experience_years_min":3,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Cybersecurity","Financial Services","Professional Services"],"lifecycle":[{"event":"open","at":"2026-10-08T07:10:14Z"}],"visa":[],"liveness":{"score":86,"band":"hot","label":"Hiring now","p_open":1,"p_active":0.864,"p_room":1,"age_days":9,"expected_fill_days":30,"reasons":["conf:3","velocity","win:early"],"computed_at":"2026-10-10T05:45:15Z"},"pay":null,"html_url":"https://alion.io/job/aca-group-compliance-analyst-ms","json_url":"https://alion.io/job/aca-group-compliance-analyst-ms.json","meta":{"generated_at":"2026-10-12T01:33:51Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":1877,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-13T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":2138763},"rest":"https://alion.io/mcp/rest/get_company?id=2138763"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Faca-group-compliance-analyst-ms"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Faca-group-compliance-analyst-ms"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Faca-group-compliance-analyst-ms"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/aca-group-compliance-analyst-ms\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Faca-group-compliance-analyst-ms"}]}