{"id":1347982,"url":"https://alion.io/job/alliancebernstein-compliance-analyst","title":"Compliance Analyst","company":{"id":1770766,"name":"AllianceBernstein","domain":"alliancebernstein.com","url":"https://alion.io/company/alliancebernstein-com","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"A","score":88,"open_postings":13,"ghost_share":0,"stale_share":0.462,"repost_share":0,"time_to_fill_p50_days":49,"computed_at":"2026-10-22T06:10:10Z"}},"role":"Legal","role_family":"Legal","seniority":"senior","employment_type":"full_time","work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Taipei, Taiwan"],"countries":["TW"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":20000,"max_usd":55000,"period":"year","method":"global_role_cell_scaled_by_country","sample_n":2821},"experience_years_min":8,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-07-14T00:00:00Z","employer_posted_date":"2026-07-14","last_verified_at":"2026-10-22T22:28:05Z","board_verified":true,"closed_at":null,"days_open":101,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":101},"description":"Company Description\nAllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional clients, individuals, and private clients in major markets around the world. AllianceBernstein employs more than 500 investment professionals with expertise in growth equities, value equities, fixed income securities, blend strategies, and alternative investments, and, through its subsidiaries and joint ventures, operates in more than 20 countries. AllianceBernstein’s research disciplines include fundamental research, quantitative research, economic research, and currency forecasting capabilities. Through its integrated global platform, AllianceBernstein is well-positioned to tailor investment solutions for its clients. AllianceBernstein also offers independent research, portfolio strategy and brokerage-related services to institutional investors\nOverall Objectives:\nThe Compliance Analyst will be part of a team locally and regionally that has responsibility for identifying and managing compliance and regulatory issues for the business, including working with the business to develop policies and procedures, implementation and maintenance of a risk based monitoring programme, training for all relevant functions and briefing business managers on related compliance issues. Visibility in the business is critical to ensure the presence of a positive compliance culture.\nThe candidate will also need to assist Taiwan compliance head to maintain a sound AML/CFT company structure and help business to solve different cases and help for local policies and procedures.\nThe functions described above are always required to be performed accurately with detailed-oriented attitude and in a professional manner, in accordance with regulatory standards and written policies and procedures.\nPrime Functions:\nGeneral Compliance (at least 70%)\nProvide compliance and regulatory advice to Taiwan business and undertake regular risk-based compliance monitoring, surveillance, and reporting activities.\nWork with a proactive team of compliance professionals to deliver efficient and best practice compliance and risk policies, procedures, and standards, also keep on re-visit whenever necessary.\nWork with the business on new products and/or initiatives for Taiwan and the region (if any), including the regulatory environment analysis and other details\nhandle marketing materials reviews on a daily base and ensure all marketing materials are followed group standard and local rules/regulations/practice.\nProvide advice and guidance based on:\ncompliance with local, laws/ regulations, regional/global best practices and AB policies and procedures; and\na strong understanding AB fiduciary obligation and its commercial and business objective\na strong and concrete understanding of local Taiwan laws, rules and regulations related to asset management and other financial industries (if related), as well as market practice.\nAssist the Regional Head of Compliance and Taiwan Compliance Head to prepare management papers for the management committee (i.e. ICCC, local management papers (not limited to compliance report, AML report), local BOD required agenda) and Taiwan risk committee, etc., if required.\nAssist the business teams and work together with legal and risk in the management of complaints, breaches, and errors.\nProvide staff with appropriate training and advice as required on compliance/regulatory relevant issues\nWork closely with the Global and Regional Compliance Team, Risk, and liaise with Internal Audit, internal Legal Counsel and business functions with respect to changes of relevant laws, regulations, standards, policy statements and guidance notes to ensure consistency with internal policies and procedures.\n.\nAML/Financial Crimes\nwith professional knowledge of local rules/regulations, market trends, and local/ international frameworks in terms of AML/CFT and could function proactively to provide the concrete advice and suggestions for helping the company business growing and prevent potential risk generated from different angles. Producing any required regulatory reporting for AML and preparing for and managing AML related regulatory examinations and inspections Prepare or arrange the proper training in terms of AML/CFT/Financial Crimes to all colleagues\nQualifications & Experience:\nAt a minimum, an accounting, business related, or legal degree is required. \nA minimum of 5~8 years’ experience in a compliance/auditing related role ( AML/CFT will be a plus but not a must) within funds management and/or other financial industries\nExtensive knowledge of Taiwan regulatory requirements and In-depth knowledge of asset management products, mandates, and managed investment scheme (unit trust) experience is a must, ETF experiences is a plus..\nAbility to communicate across different functions and countries, articulate the thoughts and issues clearly\nStrong sense of responsibility, analytical and interpersonal skills with ability to influence and lead\nCollaborative, proactive, and creative approach to problem-solving\nSelf-starter with initiative and ability to work independently\nStrong attention to details\n.Effective time and project management skills\nFluent in written and spoken in Chinese and English\nSkills & Attributes:\nThis position requires a high degree of professionalism and a flexible approach to a multi tasking work environment.\nThe ability to communicate effectively and efficiently, both written and verbally, at all levels throughout the organisation is a must. We are looking for the right candidate to have good people skills to further promote a proactive and consultative compliance culture.\nLastly, a proactive, can do and willing to take ownership attitude and ability to work to deadlines will be required.\n歡迎身心障礙人士應徵\nTaipei City, Taiwan","description_format":"text","description_chars":5874,"description_truncated":false,"requirements":{"experience_years_min":8,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[{"language":"Chinese","level":"All levels","optional":false}]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Professional Services","Asset Management & Funds"],"lifecycle":[{"event":"open","at":"2026-09-27T17:33:16Z"}],"visa":[],"liveness":{"score":18,"band":"cold","label":"Long shot","p_open":1,"p_active":0.65,"p_room":0.28,"age_days":100,"expected_fill_days":49,"reasons":["conf:23","velocity","win:tail","crowd:"],"computed_at":"2026-10-22T06:10:10Z"},"pay":null,"html_url":"https://alion.io/job/alliancebernstein-compliance-analyst","json_url":"https://alion.io/job/alliancebernstein-compliance-analyst.json","meta":{"generated_at":"2026-10-23T03:08:53Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":5231,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-24T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":1770766},"rest":"https://alion.io/mcp/rest/get_company?id=1770766"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Falliancebernstein-compliance-analyst"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Falliancebernstein-compliance-analyst"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Falliancebernstein-compliance-analyst"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/alliancebernstein-compliance-analyst\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Falliancebernstein-compliance-analyst"}]}