{"id":4156571,"url":"https://alion.io/job/alphagrep-compliance","title":"Compliance","company":{"id":669135,"name":"AlphaGrep","domain":"alpha-grep.com","url":"https://alion.io/company/alpha-grep","size_band":"201-500","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Greenhouse","truth_index":{"grade":"B","score":78,"open_postings":9,"ghost_share":0,"stale_share":0.889,"repost_share":0,"time_to_fill_p50_days":null,"computed_at":"2026-11-12T10:38:37Z"}},"role":"Finance","role_family":"Finance","seniority":"middle","employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Gandhinagar, India"],"countries":["IN"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":null,"experience_years_min":3,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"CAPA","optional":false}],"status":"live","first_seen_at":"2026-09-08T12:00:21Z","employer_posted_date":"2026-11-12","last_verified_at":"2026-11-12T10:48:31Z","board_verified":true,"closed_at":null,"days_open":65,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":65},"description":"AlphaGrep Investment Management Private Limited (AlphaGrep IM) is a Quantitative Investment Management firm offering regulated funds, Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Investment Advisory services to domestic and global clients.\nAlphaGrep IM is the brainchild of the team at AlphaGrep, a SEBI-regulated broker and multi-asset proprietary trading firm focused on quantitative trading across more than 20 global exchanges.\nWe are looking for a bright and resourceful individual to join our Compliance team in Gandhinagar. \nExperience: 3-5 years\nAbout the Role\nWe are looking for a Compliance professional to join our Compliance team and independently manage regulatory compliance for the organisation's SEBI-regulated Alternative Investment Fund (AIF), Portfolio Management Services (PMS), and Investment Advisory (IA) businesses.\nThe ideal candidate should have strong practical knowledge of SEBI regulations applicable to AIF, PMS and Investment Advisers, with the ability to independently identify regulatory requirements and translate them into actionable compliance processes.\nKey Responsibilities\n1. Regulatory Compliance - AIF, PMS & IA\nMonitor and ensure compliance with applicable SEBI regulations, circulars, notifications, guidelines and regulatory directions relating to AIF, PMS and Investment Advisory businesses.\n\nTrack regulatory developments and assess their applicability and impact on the business.\n\nMaintain and update the regulatory compliance calendar and ensure timely completion of regulatory requirements.\n\nProvide regulatory guidance to business, investment, operations and other internal teams.\n\n2. AIF, PMS & Advisory-Specific Compliance\nReview compliance requirements relating to AIF scheme/PPM documentation, investment restrictions, disclosures, investor reporting and other regulatory obligations.\n\nMonitor PMS client onboarding, agreements, investment mandates, disclosures and applicable regulatory requirements.\n\nReview periodic compliance and regulatory reports for AIF, PMS and Investment Advisory.\n\nAssist with PPM-related regulatory compliance, audits and filings.\n\n3. Compliance Monitoring & Testing\nConduct periodic compliance reviews and testing across AIF, PMS and Investment Advisory activities.\n\nMonitor compliance with investment restrictions, exposure limits, client mandates and other applicable investment-related requirements.\n\nIdentify compliance gaps and recommend corrective and preventive actions.\n\nMaintain appropriate evidence and documentation for compliance testing and reviews.\n\n4. Regulatory Reporting\nCoordinate and ensure timely submission of regulatory returns and filings applicable to AIF, PMS and Investment Advisory businesses.\n\nReview regulatory submissions for accuracy, completeness and consistency.\n\nCoordinate with Operations, Finance, Fund Accounting, Legal and other teams for information required for regulatory reporting.\n\nMaintain a repository of regulatory filings, acknowledgements and supporting documents.\n\n5. Policies, SOPs & Compliance Framework\nDraft, review and periodically update compliance policies, SOPs and internal controls applicable to AIF, PMS and Investment Advisory.\n\nEnsure policies are effectively communicated and implemented across relevant functions.\n\nMaintain compliance manuals, regulatory trackers and process documentation.\n\nAssist in developing and strengthening the overall compliance framework and control environment.\n\n6. AML / KYC & Investor Due Diligence\nMonitor compliance with applicable KYC, AML and PMLA requirements.\n\nReview investor/client onboarding and due diligence processes.\n\nMonitor screening, sanctions/PEP checks, adverse media and other AML controls.\n\nEscalate and document AML/KYC exceptions and suspicious activities in accordance with applicable requirements.\n\n7. Audit, Inspection & Regulatory Interaction\nCoordinate with internal auditors, statutory auditors, compliance auditors and external consultants.\n\nCoordinate with relevant teams for responses to regulatory queries, observations and audit findings.\n\nQualification\nThe candidate must possess a graduate/postgraduate degree or a professional qualification in Finance, Law, Accountancy, Business Management, Commerce, Banking, Capital Markets, or any other relevant discipline from a university or institution recognised by the Central Government, any State Government, or a recognised foreign university/institution/association. Qualifications such as CFA or FRM are also accepted.\n\nExperience\nThe candidate must have a minimum of 3 years of post-qualification experience in the securities market or financial products with an eligible institution, along with the prescribed professional certification(s), in accordance with applicable regulatory requirements\n\nExcellent verbal and written communication skills.\n\nStrong attention to detail, analytical ability and ownership of responsibilities.","description_format":"text","description_chars":4923,"description_truncated":false,"requirements":{"experience_years_min":3,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Hedge Funds & Alternative Investments"],"lifecycle":[{"event":"open","at":"2026-11-12T10:48:31Z"}],"visa":[],"liveness":{"score":13,"band":"cold","label":"Long shot","p_open":1,"p_active":0.45,"p_room":0.28,"age_days":65,"expected_fill_days":28,"reasons":["conf:2","win:tail","crowd:"],"computed_at":"2026-11-12T13:02:17Z"},"pay":null,"html_url":"https://alion.io/job/alphagrep-compliance","json_url":"https://alion.io/job/alphagrep-compliance.json","meta":{"generated_at":"2026-11-12T13:02:17Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":27023,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-13T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.1,"usd":0.01,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":669135},"rest":"https://alion.io/mcp/rest/get_company?id=669135"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Falphagrep-compliance"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":2,"usd":0.2},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Falphagrep-compliance"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.1,"usd":0.01},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Falphagrep-compliance"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/alphagrep-compliance\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Falphagrep-compliance"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":4156571}},{"tool":"search_jobs","arguments":{"company":"alpha-grep.com","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":4156571},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. 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