{"id":2533148,"url":"https://alion.io/job/brg-associate-director-financial-institutions-advisory","title":"Associate Director - Financial Institutions Advisory","company":{"id":1803497,"name":"BRG","domain":"thinkbrg.com","url":"https://alion.io/company/thinkbrg","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"B","score":80,"open_postings":14,"ghost_share":0,"stale_share":0.786,"repost_share":0,"time_to_fill_p50_days":40,"computed_at":"2026-10-30T05:48:23Z"}},"role":"Finance","role_family":"Finance","seniority":"head","employment_type":"full_time","work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Washington, United States","New York, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":{"min":190000,"max":240000,"currency":"USD","period":"year","gross":null,"usd_annual":240000},"salary_estimate":null,"experience_years_min":10,"visa_sponsorship":true,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-10-14T13:28:07Z","employer_posted_date":"2026-10-14","last_verified_at":"2026-10-30T20:44:49Z","board_verified":true,"closed_at":null,"days_open":16,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":16},"description":"We Do Consulting Differently\nAssociate Director - Financial Institution Advisory\nWe Do Consulting Differently\nBRG is launching a new capital markets group within its Financial Institutions Advisory practice that will focus on helping financial institutions, including broker-dealers, investment advisers, swap dealers, and other capital markets participants, solve pressing business, regulatory, and compliance issues. The group includes former regulators, compliance experts, financial modelers, technologists, and former industry professionals, that advise clients with immediate risks to drive tangible benefits.\nBRG is currently seeking an Associate Director to lead complex regulatory and compliance engagements across a range of client advisory projects within the capital markets sector. This is an opportunity to help build a new practice within an established, global consulting firm. We are looking for senior professionals who are eager to leverage their experience in the financial services industry, with specific emphasis on candidates who have prior experience at the Financial Industry Regulatory Authority (FINRA) or Securities and Exchange Commission (SEC) in the Division of Enforcement or Examinations.\nResponsibilities\nLead and execute financial institution advisory projects related to regulatory compliance and risk management. Functional areas of work include, but are not limited to, supervision, governance, technology and operations enablement, and business process optimization.\nAdvise clients on licensing and registration, target operating models, staffing assessments, and the design and implementation of policies, procedures, and controls.\nDevelop and implement frameworks and methodologies for compliance, supervisory, operational, and regulatory risk management programs.\nPrepare clients for regulatory examinations and enforcement matters through mock examinations, response strategies, remediation planning, and implementation support.\nBuild trusted client relationships, identify additional ways BRG can assist, and contribute to proposals, thought leadership, and other market eminence activities.\nLead business development activities, including preparation of RFP responses and prospective-client presentations, and take a leadership role in staff training and recruiting.\nCollaborate with BRG professionals across risk, investigations, economics, corporate finance, data, and performance improvement when a client matter requires a multidisciplinary response. \nRequired Qualifications\nBachelor’s degree from an accredited college or university, or equivalent work experience.\nMinimum of ten (10) years of experience in regulatory compliance, supervision, or risk management within a financial institution, regulatory agency, or a consulting or other professional services firm. Preferred focus on broker-dealers, investment advisers, asset or wealth management firms, swap dealers, or other capital markets businesses.\nWorking knowledge of the regulatory and supervisory requirements applicable to one or more markets-regulated entity types.\nExperience leading complex projects or workstreams, managing teams, and delivering high-quality work under time and budget constraints.\nAbility to assess regulatory requirements, identify practical implications, and communicate recommendations to senior business, legal, compliance, and board audiences.\nStrong verbal and written communication skills, sound judgment, and careful attention to detail.\nAbility to manage competing priorities, work effectively in a team environment, and travel to client sites as engagement needs require. \nPreferred Qualifications\nMinimum of eight (8) years of direct experience assessing or advising on compliance with applicable SEC, FINRA, CFTC, NFA, or state regulatory requirements and expectations, with a strong preference for candidates who have worked in a regulatory agency’s enforcement or examinations division.\nExperience designing or evaluating written supervisory procedures, compliance testing and monitoring, governance arrangements, risk assessments, or regulatory change programs.\nKnowledge of securities, derivatives, structured products, digital assets, or related trading and market activities.\nEstablished relationships within financial institutions, regulatory bodies, or the markets compliance community, together with a record of developing new work.\nAdvanced degree or relevant professional certification.\nAssociate Director Salary Range: Salary: $190,000 - $240,000 per year\nJob title and compensation to be determined based on qualifications and experience.\nCandidate must be able to submit verification of his/her legal right to work in the U.S., without company sponsorship.\nAbout BRG\nBRG combines world-leading academic credentials with world-tested business expertise and purpose-built emerging technologies. Our culture centers on agility and connectivity which sets us apart and gets you ahead.\nAt BRG, our professionals include specialist consultants, industry experts, renowned academics, and leading-edge data scientists. Together, they bring a diversity of real-world experience, data, and human and artificial intelligence, to economics, disputes, and investigations; corporate finance; and performance improvement services that address the most complex challenges facing organizations across the globe.\nOur unique structure nurtures the interdisciplinary relationships that give us the edge, laying the groundwork for more informed insights and more original, incisive thinking. When paired with our global reach and resources, our diverse perspectives and technical capabilities make us uniquely capable to address our clients’ challenges. We get results because we know how to apply our thinking to your world.\nAt BRG, we don’t just show you what’s possible. We’re built to help you make it happen.\nBRG is proud to be an Equal Opportunity Employer. Our hiring practices provide equal opportunity for employment without regard to race, religion, color, sex, gender, national origin, age, United States military veteran status, ancestry, sexual orientation, marital status, family structure, medical condition including genetic characteristics or information, veteran status, or mental or physical disability so long as the essential functions of the job can be performed with or without reasonable accommodation, or any other protected category under federal, state, or local law.","description_format":"text","description_chars":6437,"description_truncated":false,"requirements":{"experience_years_min":10,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Financial Services","Financial Advisory, Valuation & Restructuring","Management Consulting","Online Brokerage & Trading Platforms"],"lifecycle":[{"event":"open","at":"2026-10-14T13:28:07Z"}],"visa":[],"liveness":{"score":57,"band":"ok","label":"Likely open","p_open":1,"p_active":0.632,"p_room":0.9,"age_days":15,"expected_fill_days":40,"reasons":["conf:3","stale_co","velocity","win:mid","comp:brand"],"computed_at":"2026-10-30T05:48:23Z"},"pay":{"stated_usd_annual":240000,"is_top_pay":true},"html_url":"https://alion.io/job/brg-associate-director-financial-institutions-advisory","json_url":"https://alion.io/job/brg-associate-director-financial-institutions-advisory.json","meta":{"generated_at":"2026-10-30T23:48:19Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":15341,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-31T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":1803497},"rest":"https://alion.io/mcp/rest/get_company?id=1803497"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fbrg-associate-director-financial-institutions-advisory"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fbrg-associate-director-financial-institutions-advisory"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fbrg-associate-director-financial-institutions-advisory"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/brg-associate-director-financial-institutions-advisory\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fbrg-associate-director-financial-institutions-advisory"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":2533148}},{"tool":"search_jobs","arguments":{"company":"thinkbrg.com","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":2533148},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. 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