{"id":1111075,"url":"https://alion.io/job/capital-group-compliance-manager","title":"Compliance Manager","company":{"id":704267,"name":"Capital Group","domain":"capitalgroup.com","url":"https://alion.io/company/capital-group","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"A","score":85,"open_postings":12,"ghost_share":0,"stale_share":0.583,"repost_share":0,"time_to_fill_p50_days":28,"computed_at":"2026-11-08T05:47:12Z"}},"role":"Management","role_family":"Management","seniority":"staff","employment_type":"full_time","work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Singapore"],"countries":["SG"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":73000,"max_usd":146000,"period":"year","method":"role_seniority_country_remote_cell","sample_n":18},"experience_years_min":10,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-09-22T11:59:24Z","employer_posted_date":"2026-09-22","last_verified_at":"2026-11-08T12:31:20Z","board_verified":true,"closed_at":null,"days_open":47,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":47},"description":"“I can be myself at work.”\nYou are more than a job title. We want you to feel comfortable doing great work and bringing your best, authentic self to everything you do. We value your talents, traditions, and uniqueness-and we’re committed to fostering a strong sense of belonging in a respectful workplace.\nWe intentionally seek diverse perspectives, experiences, and backgrounds, investing in a culture designed to celebrate differences. We believe that belonging leads to better outcomes and a stronger community of associates united by our mission. At Capital, we live our core values every day: Integrity, Client Focus, Diverse Perspectives, Long-Term Thinking, and Community.\n“I can influence my income.”\nYou want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will factor in salary and variable pay, including bonuses.\n“I can lead a full life.”\nYou bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.\nEnjoy generous time-away and health benefits from day one, with the opportunity for flexible work options\n\nReceive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love\n\nAccess on-demand professional development resources that allow you to hone existing skills and learn new ones\n\n\"I can suceed as a Compliance Manager\"\nAs a key member of the Europe-APAC exJapan (EA) Compliance Distribution, Sales and Marketing (DSM) Compliance team, this role supports the EA DSM Compliance Senior Manager in leading the Asia Pacific exJapan DSM Compliance function. This manager position provides leadership, strategic direction, and technical expertise to the Asia Pacific DSM Compliance team and works closely with its European counterpart to ensure a coordinated and effective compliance framework across the regions and globally.\nThe role is responsible for providing advice and overseeing compliance on Distribution, Sales and Marketing activities across Asia Pacific exJapan, including marketing communications, RFPs, regulatory guidance on cross-border prospecting activities, and the corresponding sales and marketing oversight. The role also leads the development and implementation of compliance policies, guidance, and training, while partnering closely with Legal, Risk, and Compliance colleagues globally.\nIn addition, this person will support the Asia Pacific MLRO in overseeing and approving clients in the region from a financial crime compliance perspective.\nThe successful candidate will establish and maintain trusted relationships with business leadership and associates across the Distribution, Sales and Marketing functions, providing practical, risk-based compliance advice and fostering a strong culture of compliance. The role is expected to drive continuous improvement, foster collaboration across jurisdictions, and adapt effectively to evolving business and regulatory needs.\nRole & Responsibilities:\nDistribution, Sales and Marketing Advisory & Compliance\nLead and manage the Asia Pacific DSM Compliance team under the direction of the EA DSM Compliance Manager, providing strategic leadership, oversight, coaching, and development.\n\nServe as a trusted advisor to EA Marketing, Sales, and Sales Leadership, providing risk-based compliance guidance on distribution, sales, marketing, and cross-border activities.\n\nOversee the review and approval of marketing and client-facing materials, including marketing communications, DDQs, RFIs, RFPs, websites, social media, and other promotional content, ensuring compliance with applicable legal, regulatory, and internal requirements.\n\nLead the development, implementation, and continuous enhancement of compliance policies, guidance, processes, and controls supporting EA sales and marketing activities across Asia Pacific.\n\nMonitor regulatory developments and emerging risks, assessing business impacts, providing training and guidance, and driving appropriate responses across the region.\n\nLead and contribute to regional and global strategic initiatives, identifying and resolving complex compliance issues while promoting operational efficiency and consistent practices across jurisdictions.\n\nBuild and maintain effective relationships with key internal and external stakeholders, including Distribution, Sales and Marketing leadership and associates, Legal, Risk & Compliance colleagues globally, external counsel, auditors, regulators, and industry associations, fostering collaboration and a strong culture of compliance across the organization.\n\nAML Compliance Officer\nSupport the Asia Pacific MLRO in the oversight and approval of clients in the region from an AML and financial crime compliance perspective, in accordance with applicable regulatory requirements and internal policies.\n\nProvide advice and challenge on AML, sanctions, anti-bribery and corruption, and other financial crime matters relating to client onboarding, ongoing due diligence, escalations, and periodic reviews.\n\nWork with operations, and business teams to ensure AML-related policies, procedures, controls, training, and monitoring remain effective and aligned with regulatory expectations and global standards.\n\n\"I am the person Capital Group is looking for.\"\nProven leadership and people management experience, with the ability to lead, develop, and motivate a team across multiple jurisdictions.\n\nExtensive knowledge of the financial services industry and the Asia Pacific and global investment management regulatory environment.\n\nUnderstanding of AML and financial crime compliance requirements, including client due diligence, sanctions screening, suspicious activity escalation, and financial crime risk management.\n\nStrong analytical and judgment skills, with the ability to interpret complex regulations and provide practical, risk-based advice.\n\nStrong stakeholder management and influencing skills, with the ability to build trusted relationships across Sales, Marketing, and Legal, Risk & Compliance.\n\nStrategic mindset with a focus on innovation, continuous improvement, and operational excellence.\n\nExcellent communication, organizational, and project management skills.\n\nHigh levels of integrity, professionalism, and attention to detail, with the ability to leverage technology and automation to enhance compliance processes and efficiency.\n\nCore Requirements\nUniversity degree required; legal, compliance, regulatory, or other relevant professional qualifications/certifications are an advantage.\n\n10+ years of relevant compliance experience within the financial services industry (asset management, investment funds, banking, or financial advisory services), or with a leading consulting or audit firm supporting such institutions.\n\nDemonstrated leadership and people management experience, including leading, developing, and coaching compliance professionals and managing teams across multiple jurisdictions.\n\nDemonstrated experience providing compliance oversight and advisory support for distribution, sales, marketing, financial promotions, and cross-border activities across Asia Pacific.\n\nDemonstrated experience with AML and financial crime compliance oversight, including client due diligence, sanctions screening, escalations, monitoring, and coordination with an MLRO or equivalent financial crime leadership.\n\nStrong understanding of the Asia Pacific investment management regulatory landscape and relevant global regulatory frameworks.\n\nExperience partnering with senior business stakeholders, including Sales, Marketing, and executive leadership, and influencing outcomes in a complex regulatory environment.\n\nFluent in spoken and written English; proficiency in an additional Asia Pacific language (e.g., Mandarin) would be an advantage.\n\n“I can apply in less than 4 minutes.”\nYou’ve reviewed this job posting and you’re ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn’t what you’re looking for, check out our other opportunities and join our talent community.\n“I can learn more about Capital Group.”\nAt Capital Group, the success of the people who invest with us depends on the people in whom we invest. That’s why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 9,000 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Instagram, YouTube and Glassdoor.\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\nIn addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.\nYou can learn more about our compensation and benefits here.\n* Temporary positions in the United States are excluded from the above mentioned compensation and benefit plans.\nWe are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.","description_format":"text","description_chars":10287,"description_truncated":false,"requirements":{"experience_years_min":10,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[{"language":"English","level":"All levels","optional":false}]},"benefits":["Flexible schedule","Professional development","Retirement plans"],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Wealth Management & Financial Advisors","Asset Management & Funds"],"lifecycle":[{"event":"open","at":"2026-10-14T02:00:51Z"}],"visa":[],"liveness":{"score":21,"band":"cold","label":"Long shot","p_open":1,"p_active":0.573,"p_room":0.36,"age_days":46,"expected_fill_days":28,"reasons":["conf:4","stale_co","velocity","win:tail","crowd:brand"],"computed_at":"2026-11-08T05:47:12Z"},"pay":null,"html_url":"https://alion.io/job/capital-group-compliance-manager","json_url":"https://alion.io/job/capital-group-compliance-manager.json","meta":{"generated_at":"2026-11-08T22:37:22Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":47209,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-09T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.1,"usd":0.01,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":704267},"rest":"https://alion.io/mcp/rest/get_company?id=704267"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fcapital-group-compliance-manager"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":2,"usd":0.2},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fcapital-group-compliance-manager"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.1,"usd":0.01},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fcapital-group-compliance-manager"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/capital-group-compliance-manager\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fcapital-group-compliance-manager"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":1111075}},{"tool":"search_jobs","arguments":{"company":"capitalgroup.com","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":1111075},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. 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