{"id":3557031,"url":"https://alion.io/job/capital-one-director-compliance-advisory","title":"Director, Compliance Advisory","company":{"id":5239,"name":"Capital One","domain":"capitalone.com","url":"https://alion.io/company/capitalone","size_band":"5000+","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"B","score":82,"open_postings":220,"ghost_share":0.014,"stale_share":0.673,"repost_share":0.05,"time_to_fill_p50_days":30,"computed_at":"2026-11-03T05:54:40Z"}},"role":"Finance","role_family":"Finance","seniority":"head","employment_type":"full_time","work_mode":"hybrid","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Plano, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":{"min":187300,"max":213700,"currency":"USD","period":"year","gross":null,"usd_annual":213700},"salary_estimate":null,"experience_years_min":8,"visa_sponsorship":true,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-10-30T00:00:00Z","employer_posted_date":"2026-10-30","last_verified_at":"2026-11-03T05:46:53Z","board_verified":true,"closed_at":null,"days_open":4,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":4},"description":"Director, Compliance AdvisoryThe Director, Compliance Advisor performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Director, Compliance Advisor is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes.\nThe Director, Compliance Advisor supports the line of business by:\nProviding input on business regulatory requirements\nProviding guidance on business policies, standards, and procedures\nDeveloping and leading department training\nProviding compliance advice on complex projects\nProviding guidance on controls over regulatory requirements and line of business monitoring of those controls\nReviewing business controls and providing guidance on identified risks\nResponsibilities:\nReview complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts\nIdentify trends in data and proactively advise on identified external and internal risks\nMaintain subject matter expertise of applicable laws and regulations\nPerform and review control assessments executed by peers for accuracy and adherence to test procedures\nEvaluate Internal Audit, Regulatory Exam and self-identified issues and events for compliance impacts\nProvide effective challenge and guidance on compliance risks and support risky business areas through various interactions and forum engagements\nAdvise lines of business on application of compliance requirements, such as: new products, process development, development of controls and monitoring, remediation/corrective action of compliance breakdowns, and change in law or regulation\nAssist lines of business in the development and maintenance of the compliance program, such as how to monitor, report, and train on areas of potential risk\nSupport lines of business through expert advice, including change management of processes, procedures, and controls\nConduct targeted validations and reviews on controls for applicable regulations\nPerform UDAAP validations and reviews\nActive involvement with compliance testing and third party compliance\nAssist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistency and adequate compliance risk management\nParticipate in reporting activities used by senior leadership\nThis role is designated as a hybrid position. You are expected to adhere to Capital One's hybrid policy regarding required on-site presence at your designated office location.\nBasic Qualifications:\nBachelor’s Degree or military experience\nAt least 8 years of risk management, compliance, audit or legal experience \nAt least 3 years of consumer financial services experience\nPreferred Qualifications:\nCertified Regulatory Compliance Manager (CRCM) accreditation or Juris Doctor degree \nAuto finance risk, auto finance compliance or auto finance originations experience\nAt this time, Capital One will not sponsor a new applicant for employment authorization, or offer any immigration related support for this position (e.g. H1B, F-1 OPT, F-1 STEM OPT, F-1 CPT, J-1, TN, E-3, and O-1, or any other forms of work authorization that require immigration support from an employer).\nThe minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.\nPlano, TX: $187,300 - $213,700 for Director, ComplianceCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.\nThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.\nThis role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.\nFor technical support or questions about Capital One's recruiting process, please send an email to \nCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.\nCapital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. 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