{"id":1455651,"url":"https://alion.io/job/capital-one-principal-associate-risk-management","title":"Principal Associate, Risk Management","company":{"id":5239,"name":"Capital One","domain":"capitalone.com","url":"https://alion.io/company/capitalone","size_band":"5000+","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"B","score":82,"open_postings":187,"ghost_share":0,"stale_share":0.711,"repost_share":0.021,"time_to_fill_p50_days":30,"computed_at":"2026-10-22T06:10:10Z"}},"role":"Finance","role_family":"Finance","seniority":"lead","employment_type":"full_time","work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Bengaluru, India"],"countries":["IN"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":null,"experience_years_min":7,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Incident Management","optional":false},{"name":"Machine Learning","optional":false}],"status":"closed","first_seen_at":"2026-09-29T09:47:13Z","employer_posted_date":"2026-09-29","last_verified_at":"2026-10-19T09:01:41Z","board_verified":false,"closed_at":"2026-10-19T09:01:41Z","days_open":19,"trust":{"level":"not_scored","repost_count":null,"flags":[],"days_open":19},"description":"Voyager (94001), India, Bangalore, KarnātakaPrincipal Associate, Risk ManagementCapital One - Principal Associate, Risk Management\nAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking.\nAt Capital One India, we are at the cutting edge of solving fundamental business problems using advanced data methodologies, statistics, and machine learning algorithms. We analyze data to derive valuable business insights, make decisions, and develop innovative and patentable products.\nAs a Principal Associate, you will have dynamic responsibilities associated with Capital One India’s Risk Management team, helping to ensure a timely and accurate month-end risk reporting, in addition to managing Policy documents and in-house Six-Sigma based framework - forming an integral part of the job.\nWe are looking for a Principal Associate to handle the Risk Management activities with a demonstrated ability to work well in teams, develop new ideas, and take ownership of the initiatives. Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all the while having a work-life balance? If so, opportunity for professional and personal fulfillment in a dynamic, progressive organization awaits you at Capital One! We are seeking a dedicated and disciplined process professional with expertise in process improvement and a proven track record of optimizing company processes to achieve resource and and time savings. This individual must possess strong analytical skills, exceptional attention to detail, and the adaptability required for a dynamic agile environment, while also demonstrating the ability to effectively communicate and influence partners across all organizational levels and functions.\nResponsibilities:\nManage the India Risk Management team consisting of Risk and Assurance activities to ensure\nTimely completion of all activities\nAdequate cross training and backup\nCompletion of asks from India Leadership\nStrategic planning for the Risk Management function\nPSP - Governance (Policies, Standards & Procedures)\nReview and ensure compliance with the Enterprise Policy Program standard\nReport on creation of new documents, renewals/ expiry of existing documents and Standard Adherence Assessment conducted by CPO (Corporate Policy Office)\nMaintain repository of India wide documents\nInfluence updates to policies, standards to enhance risk management activities\nMaintain Risk Management PSPs and SOPs and draft new documents as the team expands the scope of work\nReview and Alignment with Enterprise Risk Management Framework\nConduct a gap analysis of India Risk Management processes against Enterprise Policies, Standards, and Procedures (PSPs)\nPropose and execute a plan to align India processes with Enterprise requirements, focusing on:\nAutomation and standardization of risk reports\nAdoption of enterprise risk management tools\nDevelopment and implementation of risks, controls, and mitigation plans as necessary\nProject manage and coordinate execution efforts with various internal teams (e.g., DataLabs) and US Business Risk Office (BRO) stakeholders\nIssue and Incident Management\nDevelop and implement incident response plans aligned with Enterprise practices\nLead cross-functional teams during an incident to rapidly detect, contain, and resolve issues while managing stakeholder communication\nFacilitate post-incident root cause analysis and \"lessons learned\" sessions to drive continuous improvement\nPrioritize issues based on business impact and ensure robust documentation for compliance and reporting\nMinimize disruption, strengthen controls, and integrate incident insights back into the broader enterprise risk management framework\nCollaborate closely with Cyber ISO to ensure CERT-In incidents are reported in MBRs and internal risk reports as and when required\nCorporate Insurance\nRenew and maintain following Insurance Policies\nWorker’s Compensation (WC)\nProperty Insurance\nDirectors and Officers Liability (D&O)\nCommercial General Liability (CGL)\nCoordinate with Insurance Broker and facilitate claims\nPhysical Records\nFacilitate storage and transport of physical records via third party\nMaintain Inventory Index to track the data and retention requirements by Law\nInternal Audit\nFinalize the vendor to conduct annual Internal Audit\nDraft the scope and IA calendar\nCoordinate with Internal teams and facilitate the IA\nAssist in timely closure of observations/ recommendations\nReport the status and details of observations to LT\nPrepare the Risk reports at India site level risk in the Enterprise Risk Management framework including key topics like\nPhishing drill report to Leadership Team (LT)\nBi-annual Official Records (non-HR GDrive) certification and reporting to Risk Head\nQuarterly Sensitive Data Assessment and reporting to Risk Head\nMonthly Hard Disk Drive (HDD) remediation report to LT\nMonthly Iron Mountain document storage to File manages, respective LTs\nAccess management (NPI) reporting to LT\nConstantly work with US Risk Office and Cyber teams to expand the scope of Risk Reporting\nPrepare Assurance Reports including\n• Monthly Controls execution report to owners & relevant LT\n• Coordinate with Capital One US teams and India support teams to report status on:\nIA TPM\nABAC\nBCP testing\nStandard Adherence Assessment\nStatutory Audit\nWork closely with LT to maintain artefacts (like Vision, Roadmap, etc) in the internal portal for SLQ2CQ (Capital One internal Lean - Six Sigma based framework)\nPresent the Risk and Assurance reports to LT in the following forums:\nMonthly Business Review (MBR) - chaired by India head, US Risk Office head and US Legal head\nQuarterly Risk, Legal & Tech Committee - chaired by India head, US Risk Office head, US Legal head and US Tech Head\nIdeate and implement Risk Management framework across Risk Taxonomy and refresh framework based on evolving business needs/ risks\nPartner with other Risk Management functions across the company and cross functional teams to conduct Process Level Assessments\nMaintain relationships with key stakeholders to ensure timely delivery of commitment\nBasic Qualifications:\nBachelor's degree\nAt least 7 years of experience in Risk domain\nAt least 5 years of experience in Enterprise Risk Management\nAt least 4 years experience in Enterprise Risk Management framework and implementation\nAt least 4 years experience in Three Lines of Defense framework\nAt least 4 years experience in risk reporting\nAt least 4 years experience in Automation & standardization of reports\nAt least 4 years experience in Process Mapping & Optimization\n Preferred Qualifications:\nRisk management experience\nExperience in Banking or consulting\nMBA in Finance\nFinancial Risk Manager (FRM) from the Global Association of Risk Professionals (GARP)\nProfessional Risk Manager (PRM) from PRMIA\nNo agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.\nFor technical support or questions about Capital One's recruiting process, please send an email to \nCapital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.\nCapital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. 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