{"id":1604680,"url":"https://alion.io/job/fidelity-audit-director-professional-practices","title":"Audit Director, Professional Practices","company":{"id":21095,"name":"Fidelity Investments","domain":"fidelity.com","url":"https://alion.io/company/fidelity","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":null},"role":"Industrial Engineering","role_family":"Industrial Engineering","seniority":"head","employment_type":"full_time","work_mode":"hybrid","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Smithfield, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":124000,"max_usd":234000,"period":"year","method":"role_seniority_country_remote_cell","sample_n":549},"experience_years_min":10,"visa_sponsorship":true,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-10-01T19:45:02Z","employer_posted_date":"2026-10-01","last_verified_at":"2026-10-12T20:07:30Z","board_verified":true,"closed_at":null,"days_open":11,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":11},"description":"Fidelity will not provide immigration sponsorship for this position.\nJob Description:\nAudit Director - Professional Practices - Fidelity Corporate Audit (FCA)\nThe Role\nJoin the Professional Practices Group (PPG) as an Audit Director and help shape the strategic direction of Fidelity’s audit methodology, quality framework, and governance practices. This senior leadership role oversees several enterprise-critical workstreams that strengthen audit execution, enhance risk management, and influence senior decision-making across the organization. The position drives high-impact Audit Committee and Board reporting, provides executive oversight of the quality assurance and improvement program (QAIP), and leads the integration of strategic enhancements into FCA’s methodologies, tools, and processes.\nKey responsibilities include:\nPartnering with senior audit executives to develop strategic, data-driven reporting for the Audit Committee, Board, and executive leadership.\nServing as a senior subject matter expert for complex audit methodology and professional practices inquires.\nLeading the advancement of FCA’s audit methodology, incorporating regulatory expectations, leading practices, and firmwide risk management developments.\nOverseeing the QAIP program end-to-end, including root-cause analysis, trend identification, corrective action oversight, and integration of results into methodology, guidance, and training.\nDriving continuous improvement using data analytics, automation, and technology-enabled solutions to enhance quality, consistency, and efficiency.\nProviding senior-level support to audit teams, shaping standards and guidance to reduce recurring inquiries.\nBuilding strong partnerships across Fidelity to align audit practices with enterprise risk management strategies, regulatory expectations, and business priorities.\nLeading strategic and cross-functional initiatives that support innovation, regulatory change, workforce enablement, and FCA operating model enhancements.\nThe Expertise and Skills you Bring\nThis role requires deep audit expertise, strong leadership presence, and a strategic mindset. It calls for the ability to manage complex initiatives, influence across levels, and deliver high-quality outcomes in a dynamic environment. Strong analytical thinking, clear communication, and effective relationship management are essential. The position demands high standards for quality, accountability, and continuous improvement. A track record of advising senior leaders, leading complex risk-based initiatives, and providing thought leadership that advances audit capabilities is key. Advanced proficiency in Excel and PowerPoint, 10+ years of audit or related experience (preferably in financial services), and a BA/BS in a relevant field are required; professional certifications (CIA, CPA, CISA) are strongly preferred.\nThe Team\nPPG defines and advances FCA’s audit methodology in alignment with IIA Standards and leading industry practices. As a senior member of the team, this role contributes to the policies, procedures, and operating standards that ensure Fidelity’s audits meet the highest professional expectations. PPG oversees methodology maintenance, QAIP, enterprise risk assessment enablement, executive reporting and business insights, workforce management reporting, training and development, records retention compliance, and access governance for audit systems. The team plays a central role in sustaining the quality, consistency, and strategic impact of FCA’s operating model.\nFidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to roles listed as Remote or Onsite.\nCompany Overview\nAt Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com. Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to complete the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to .\nFidelity’s Onsite Working Model\nFidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.\nCertifications:\nCategory:\nAuditPlease be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.","description_format":"text","description_chars":5733,"description_truncated":false,"requirements":{"experience_years_min":10,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[]},"benefits":["Hybrid work"],"hiring_locations":[{"name":"United States","iso":"US","kind":"country"}],"hiring_excludes":[],"relocation_offered":false,"industries":["Wealth Management & Financial Advisors","Asset Management & Funds","Online Brokerage & Trading Platforms"],"lifecycle":[{"event":"open","at":"2026-10-01T19:45:02Z"}],"visa":[],"liveness":{"score":24,"band":"cold","label":"Long shot","p_open":1,"p_active":0.679,"p_room":0.35,"age_days":10,"expected_fill_days":5,"reasons":["conf:3","velocity","win:tail","comp:brand"],"computed_at":"2026-10-12T06:55:09Z"},"pay":null,"html_url":"https://alion.io/job/fidelity-audit-director-professional-practices","json_url":"https://alion.io/job/fidelity-audit-director-professional-practices.json","meta":{"generated_at":"2026-10-12T22:32:14Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"assistant_verified","counted_by":"address","units_charged":1,"used_today":4661,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-13T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":21095},"rest":"https://alion.io/mcp/rest/get_company?id=21095"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Ffidelity-audit-director-professional-practices"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Ffidelity-audit-director-professional-practices"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Ffidelity-audit-director-professional-practices"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/fidelity-audit-director-professional-practices\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Ffidelity-audit-director-professional-practices"}]}