{"id":1285895,"url":"https://alion.io/job/fixed-inc-associateassociate-director-quality-control-investment-banking","title":"Associate/Associate Director, Quality Control, Investment Banking","company":{"id":2026960,"name":"CITIC CLSA","domain":"clsa.com","url":"https://alion.io/company/clsa-com","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Workday","truth_index":{"grade":"A","score":89,"open_postings":236,"ghost_share":0.097,"stale_share":0,"repost_share":0,"time_to_fill_p50_days":112,"computed_at":"2026-10-24T06:02:35Z"}},"role":"Industrial Engineering","role_family":"Industrial Engineering","seniority":"head","employment_type":"full_time","work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Hong Kong"],"countries":["HK"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":78000,"max_usd":191000,"period":"year","method":"global_role_cell_scaled_by_country","sample_n":779},"experience_years_min":5,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-09-09T00:00:00Z","employer_posted_date":"2026-09-09","last_verified_at":"2026-10-23T20:28:54Z","board_verified":true,"closed_at":null,"days_open":45,"trust":{"level":"ok","repost_count":0,"flags":["company_stale"],"days_open":45},"description":"Position Description\nThe Quality Control (International) team (“QC”) of the Investment Banking Department reports to the Global Head of Quality Control and the Head of Investment Banking Department (International). QC provides technical support and assist in effectively monitoring and controlling business risks of the Investment Banking Department. You will be responsible for improving the execution quality of Hong Kong and overseas investment banking business by conducting independent review of various transaction documents and due diligence.\nKey Areas of Responsibilities\nReviewing, maintaining and improving internal quality control policy and framework, transaction approval process and the relevant IT system.\nReviewing due diligence performed by deal teams and the underlying due diligence record.\nReviewing and approving various transaction documents.\nAssessing the regulatory and business risk of investment banking transactions, and reporting to senior management where necessary.\nOrganizing and participating in internal committee meetings which consider the acceptance and launch of investment banking transactions.\nConducting research, internal statistics and other ad-hoc tasks as required from time to time.\nLiaise with compliance, legal, and front-office teams to ensure risk issues, quality control findings, and process improvements are communicated effectively and implemented promptly.\nPrepare and present research reports, internal performance statistics, trend analyses, and other data-driven insights to assist management in decision-making and strategic planning.\nUndertake ad hoc projects and special assignments, such as policy updates, system enhancements, regulatory change implementation, or cross-department initiatives, as directed by senior management.\nRequirements\nBachelor’s degree or above in relevant disciplines.\nMinimum 5 years’ relevant working experience in global investment banks, law firms or big four audit firms with knowledge of various financial products and regulations of the capital markets and securities companies in Hong Kong and overseas.\nExperience in overseas capital markets is a plus.\nGood communication and coordination skills, with excellent team spirit, conscientious and meticulous, strong sense of responsibility and stress tolerance.\nGood command of spoken and written English and Mandarin, using English and Mandarin as working language.\nStrong analytical and problem-solving skills, with the ability to handle multiple tasks independently and meet tight deadlines in a fast-paced environment.\nStay informed on CITIC CLSA Job Opportunities\nNot the right fit? You can create a job alert to receive our latest job openings that meet your interest.","description_format":"text","description_chars":2715,"description_truncated":false,"requirements":{"experience_years_min":5,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[{"language":"English","level":"All levels","optional":false}]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Investment Banking & M&A Advisory","Online Brokerage & Trading Platforms","Financial Data & Market Intelligence"],"lifecycle":[{"event":"open","at":"2026-09-26T04:35:54Z"}],"visa":[],"liveness":{"score":65,"band":"ok","label":"Likely open","p_open":1,"p_active":0.903,"p_room":0.72,"age_days":45,"expected_fill_days":112,"reasons":["conf:9","velocity","win:mid","crowd:brand"],"computed_at":"2026-10-24T06:02:35Z"},"pay":null,"html_url":"https://alion.io/job/fixed-inc-associateassociate-director-quality-control-investment-banking","json_url":"https://alion.io/job/fixed-inc-associateassociate-director-quality-control-investment-banking.json","meta":{"generated_at":"2026-10-24T13:04:32Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":18808,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-25T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":2026960},"rest":"https://alion.io/mcp/rest/get_company?id=2026960"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Ffixed-inc-associateassociate-director-quality-control-investment-banking"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Ffixed-inc-associateassociate-director-quality-control-investment-banking"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Ffixed-inc-associateassociate-director-quality-control-investment-banking"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/fixed-inc-associateassociate-director-quality-control-investment-banking\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Ffixed-inc-associateassociate-director-quality-control-investment-banking"}]}