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The position holder must have /acquire through training, the knowledge to work within the internal guidelines/requirements and present regulatory environment to create and maintain the CLSA client base.\nKey Areas of Responsibilities\nCollation of documents to support account opening\nScreening of clients to ensure adherence to regulatory standards\nInputting and uploading of client documentation to database (Goldtier and client file creation)\nMaintenance and update internal client ‘Master list’.\nMaintenance and informational update of client files including the recording and destruction as required under GDPR rules\nUndertaking of annual client file reviews.\nOngoing reconciliation between local office records and internal system records to ensure accuracy\nCreation of all accounts under our ‘Asian Securities programme’ and resulting records.\nInformation dissemination by way of Systems as required by Front office, compliance and audit\nLiaising and working with third party brokers to ensure the required on boarding in ‘Frontier markets’ and the resultant record requirements\nAd hoc queries as generated by client base.\nCreation and presentation of information/ statistics to Monthly Client counterparty meetings\nKnowledge of, and adherence to the Company’s Environmental Management Systems and policies\nRequirements\nBachelor's degree required, preferably in Finance, Business Administration, Economics, or a related field\nMinimum 3 years of experience in client onboarding, KYC/CDD, account opening, or operations within a financial services environment\nStrong understanding of the commercial and regulatory environment, including AML/KYC requirements, client due diligence processes, and GDPR-related record management\nProven experience maintaining client databases, conducting client reviews, reconciling data across systems\nStrong interpersonal and communication skills \nProficient in Microsoft Office and client management systems, with strong analytical, organisational, and problem-solving skills \nExceptional attention to detail\nStay informed on CITIC CLSA Job Opportunities\nNot the right fit? 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