{"id":329077,"url":"https://alion.io/job/flow-traders-compliance-officer","title":"Compliance Officer","company":{"id":54503,"name":"Flow Traders","domain":"flowtraders.com","url":"https://alion.io/company/flow-traders","size_band":"201-500","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Greenhouse","truth_index":{"grade":"A","score":93,"open_postings":39,"ghost_share":0,"stale_share":0.256,"repost_share":0.026,"time_to_fill_p50_days":57,"computed_at":"2026-10-17T05:46:00Z"}},"role":"Legal","role_family":"Legal","seniority":"middle","employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["New York, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":{"min":95000,"max":130000,"currency":"USD","period":"year","gross":null,"usd_annual":130000},"salary_estimate":null,"experience_years_min":3,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Python","optional":false},{"name":"SQL","optional":false}],"status":"live","first_seen_at":"2026-07-28T23:08:29Z","employer_posted_date":"2026-09-10","last_verified_at":"2026-10-17T11:17:42Z","board_verified":true,"closed_at":null,"days_open":80,"trust":{"level":"ok","repost_count":0,"flags":[],"days_open":80},"description":"Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capacities.\nThis Compliance Officer will play a central role in the Know Your Customer (“KYC”) / Anti-Money Laundering (“AML”) program as well as the firm's employee compliance program. Responsibilities span reviewing and onboarding institutional counterparties, investigating alerts across a wide range of risk areas including personal trading, sanctions and negative news, electronic communications, and exchange registrations, and supporting the full lifecycle of employee compliance obligations. This position offers broad exposure across the compliance function, close collaboration with the Chief Compliance Officer (“CCO”), and the opportunity to help shape and strengthen policies and procedures as the firm grows.\nWhat you will do \nCollect, review, and document new institutional counterparty onboardings and periodic updates\nReview and investigate compliance alerts across a broad range of areas including personal trading, sanctions/negative news, electronic communications, and exchange registrations, among others - documenting findings in clear, well-supported case notes\nManage employee access to third-party trading, clearing, and compliance platforms\nSupport the broader employee compliance program, including in the areas of employee onboardings/terminations, personal trading, outside business activities, gifts and entertainment, political contributions, exchange registrations, social media, electronic communications, and continuing education\nAssist with the implementation and dissemination of Written Supervisory Procedures, identifying opportunities to strengthen the compliance program and promoting a culture of compliance across the organization\nSupport the CCO with day-to-day functions and compliance projects, including shared ownership of global Compliance initiatives\nWhat you need to succeed\nAt least three years of relevant experience in AML/KYC and/or broker-dealer compliance strongly preferred\nUndergraduate degree in Finance, Economics, or Business\nMature, professional, and of unquestionable integrity, exercising excellent judgment when handling sensitive information\nStrong writing skills, with the ability to translate facts and analysis into clear, well-organized case notes and alert documentation\nStrong organizational skills with high attention to detail\nProcess-based approach to problem-solving, with the ability to develop informed and concrete proposals\nMotivated self-starter who can manage competing priorities and thrive in a fast-paced environment\nFamiliarity with third-party vendors such as World-Check One, ACA ComplianceAlpha, Salesforce, Smarsh, Bloomberg Vault, and Microsoft Purview, a plus\nProficiency in Python and/or SQL, a plus\nAt Flow Traders, we acknowledge the importance of open and transparent communication whether it be with our employees, our stakeholders, or our local and global communities. When it comes to salary, Flow Traders uses reliable market research to create base ranges. Where candidates will fall within the range depends on a few different factors including but not limited to level of experience, location, and specific skill set. We also consider ourselves one global team, and to demonstrate that, all employees are eligible to share in the company’s success through an annual discretionary variable remuneration allocated based on company, group and individual performance and contribution.\nPer NYC salary transparency law, the total compensation for this role includes a base range of $95,000 to $130,000 plus annual discretionary variable remuneration.\nFlow Traders does not accept unsolicited resumes from any professional staffing or search firms. All resumes, and any other information identifying potential candidates, submitted to any employee at Flow Traders via-email, the Internet or directly without a valid and signed search agreement will be deemed free to contact by Flow Traders without any restrictions and no placement fee of any kind will be paid in the event the candidate is hired by Flow Traders.","description_format":"text","description_chars":4427,"description_truncated":false,"requirements":{"experience_years_min":3,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Stock Exchanges & Market Infrastructure","Hedge Funds & Alternative Investments"],"lifecycle":[{"event":"open","at":"2026-09-05T17:13:27Z"}],"visa":[{"country":"US","licensed_sponsor":true,"evidence":"green card filings: 1","filings_12m":0,"filings_prev_12m":1,"green_card_filings_12m":1,"median_offered_wage_usd":162500,"route":null,"cap_exempt":false,"checked_at":"2026-10-15T11:24:14+00:00","sources":["US Department of Labor: LCA disclosure data (H-1B, H-1B1, E-3)","US Department of Labor: PERM disclosure data (green cards)"],"filings_for_role_12m":0}],"liveness":{"score":29,"band":"fade","label":"Fading","p_open":1,"p_active":0.654,"p_room":0.44,"age_days":80,"expected_fill_days":57,"reasons":["conf:0","velocity","win:tail","crowd:"],"computed_at":"2026-10-17T05:46:00Z"},"pay":{"stated_usd_annual":130000,"is_top_pay":false},"html_url":"https://alion.io/job/flow-traders-compliance-officer","json_url":"https://alion.io/job/flow-traders-compliance-officer.json","meta":{"generated_at":"2026-10-17T13:22:57Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":17901,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-18T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":54503},"rest":"https://alion.io/mcp/rest/get_company?id=54503"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fflow-traders-compliance-officer"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fflow-traders-compliance-officer"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fflow-traders-compliance-officer"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/flow-traders-compliance-officer\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fflow-traders-compliance-officer"}]}