{"id":832937,"url":"https://alion.io/job/futurestandard-associate-marketing-distribution-compliance","title":"Compliance Associate, Marketing & Distribution","company":{"id":673468,"name":"Future Standard","domain":"futurestandard.com","url":"https://alion.io/company/futurestandard","size_band":"201-500","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Greenhouse","truth_index":{"grade":"A","score":88,"open_postings":4,"ghost_share":0,"stale_share":0.5,"repost_share":0,"time_to_fill_p50_days":45,"computed_at":"2026-11-10T06:52:35Z"}},"role":"Legal","role_family":"Legal","seniority":null,"employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Philadelphia, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":null,"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-09-10T14:36:40Z","employer_posted_date":"2026-10-20","last_verified_at":"2026-11-10T02:59:48Z","board_verified":true,"closed_at":null,"days_open":60,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":60},"description":"About the Job\nThe Compliance Associate, Marketing & Distribution will support the review and approval of marketing, investor and client communications across private and registered investment products. Working closely with Marketing, Distribution, Client Services, Legal and Compliance, this role offers the opportunity to develop specialized expertise in investment marketing and distribution compliance while gaining broad exposure to the firm's products, strategies and regulatory framework.\nTHE SUCCESSUFUL CANDIDATE IS EXPECTED TO:\nMarketing Review & Business Partnership\nReview marketing, investor and client communications, including presentations, pitchbooks, fact sheets, DDQs, RFPs, RFIs and other materials.\nPartner with Marketing, Distribution, Client Services and other stakeholders throughout content development and approval.\nReview performance presentations, hypothetical performance, third-party ratings, testimonials, endorsements and required disclosures for consistency with applicable regulatory requirements and firm standards.\nProvide practical compliance guidance to business stakeholders regarding marketing and distribution activities.\nRegulatory & Compliance Support\nSupport compliance with the SEC Marketing Rule, FINRA Rule 2210 and other applicable investment adviser and broker-dealer advertising requirements.\nAssist with regulatory submissions, including applicable FINRA advertising filings.\nMaintain appropriate documentation and audit trails related to marketing reviews and approvals.\nParticipate in compliance testing, monitoring, internal reviews and regulatory examinations involving marketing and distribution activities.\nProgram Development & Growth\nMonitor regulatory developments, enforcement actions and guidance affecting marketing and distribution practices.\nAssist with the development and enhancement of marketing compliance policies, procedures, controls and review processes.\nSupport client and consultant due diligence requests by reviewing regulatory and compliance-related content for accuracy and consistency.\nREQUIRED QUALIFICATIONS:\nBachelor's degree.\n2-5 years of compliance, legal, regulatory, or related experience within asset management, investment advisory, broker-dealer, or financial services.\nFamiliarity with investment marketing and advertising requirements, including the SEC Marketing Rule and/or FINRA Rule 2210.\nExperience reviewing marketing, investor, client, or regulatory communications.\nStrong written communication, analytical judgment and attention to detail.\nAbility to manage multiple priorities and work effectively with stakeholders across the organization.\nPREFERRED QUALIFICATIONS:\nExperience supporting a registered investment adviser, alternative investment manager, asset manager, or broker-dealer.\nExperience reviewing performance advertising, disclosures, hypothetical performance, testimonials, endorsements, or similar investment communications.\nExposure to private equity, infrastructure, private credit, real assets, or other alternative investment strategies.\nExperience supporting regulatory filings, compliance testing, or regulatory examinations.\nFINRA Series 7 and/or Series 24, or ability to obtain applicable licenses as required.\nExperience with Red Oak or another marketing compliance review/workflow platform.\nFuture Standard is a global alternative asset manager serving institutional and private wealth clients, investing across private equity, credit, real estate and infrastructure. With a 30+ year track record of value creation and $94 billion in assets under management, we back the business owners and financial sponsors that drive growth and innovation across the middle market, transforming untapped potential into durable value.\nTotal AUM estimated as of June 30, 2026.\nFuture Standard is an Equal Opportunity Employer. \nFuture Standard does not accept unsolicited resumes from recruiters or search firms. 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