{"id":2126393,"url":"https://alion.io/job/icbcstandard-regulatory-operations-senior-analyst","title":"Regulatory Operations Senior Analyst","company":{"id":4372579,"name":"ICBC Standard Bank","domain":"icbcstandard.com","url":"https://alion.io/company/icbcstandard","size_band":null,"is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Oleeo","truth_index":null},"role":"Operations","role_family":"Operations","seniority":"senior","employment_type":null,"work_mode":"remote","remote_scope":"stated_countries","remote_scope_basis":"board_field","remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["London, United Kingdom"],"countries":["GB"],"hiring_countries":["GB"],"hiring_countries_total":1,"salary":null,"salary_estimate":{"min_usd":65000,"max_usd":115000,"period":"year","method":"role_seniority_country_cell","sample_n":81},"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Metal","optional":false},{"name":".NET","optional":true},{"name":"C#","optional":true},{"name":"Microsoft Excel","optional":true}],"status":"live","first_seen_at":"2026-10-09T00:33:58Z","employer_posted_date":"2026-10-09","last_verified_at":"2026-10-22T05:49:37Z","board_verified":true,"closed_at":null,"days_open":13,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":13},"description":"Location: London /*generated inline style */\nJob Advert\n\n>\nRegulatory Operations Senior Analyst\nAbout the job\nThe Operations department is responsible for the effective, controlled, and timely delivery of the Bank’s post-trade and operational processing across its financial markets, commodities, structured products, banking and trade finance activities. The function supports the full transaction lifecycle and is responsible for maintaining a robust control framework to ensure accurate processing, appropriate books and records, effective reconciliations, balance sheet substantiation, timely settlements, regulatory reporting and the escalation of operational risks and issues.\nThe role holder will be responsible for executing, monitoring, and enhancing the Bank’s regulatory reporting processes and associated control framework. The role ensures that reporting obligations are met accurately, completely and within applicable regulatory deadlines across relevant regimes, including:\nClient Money and Asset Sourcebook (CASS)\nSingle Customer View (SCV)\nOTC Risk Mitigation techniques such as portfolio reconciliation\nTransaction reporting including:\nMarkets in Financial Instruments Directive (MiFID II) Transparency Reporting\nMiFID II Transaction Reporting\nMiFID II Commodity Position Reporting\nLondon Metal Exchange (LME) OTC Position Reporting\nEuropean Market Infrastructure Regulation (EMIR) UK & EU\nMonetary Authority of Singapore (MAS)\nLondon Bullion Market Association (LBMA)\nCommodity Futures Trading Commission (CFTC)\nCanadian Securities Administrators (Canada / CSA)\nSecurities Financing Transactions Regulation (SFTR)\nThe role holder will also support the day-to-day operation and ongoing enhancement of controls relating to the Bank’s Client Assets Sourcebook (CASS), Single Customer View (SCV) obligations and OTC risk mitigation requirements, including portfolio reconciliation.\nWhat you’ll be doing\nClient Service\nManage external requests and communications relating to the exchange of Unique Transaction Identifiers (UTIs)\nManage external requests and communications relating to delegated reporting services and trade repository reconciliation exceptions\nMaintain effective working relationships with key stakeholders, including Compliance, Operations teams, Technology and other control functions\nPerformance\nEnsure reporting files and messages are submitted accurately and within regulatory deadlines\nMonitor, investigate and resolve reporting exceptions, rejections and data quality issues\nMonitor, investigate and resolve exceptions arising from internal and external reconciliations\nMonitor, investigate and resolve exceptions identified through data assurance and control checks\nIdentify, investigate and escalate late, inaccurate or incomplete reporting to relevant internal stakeholders in a timely manner\nRisk mitigation\nProduce clear and timely Management Information (MI) for key stakeholders and contribute to internal governance forums as required\nContinuous evaluation and improvement of the function's control framework\nCreate, maintain and periodically review procedures for all activities performed by the function\nTimely escalation of all regulatory and risk incidents through the Bank's formal channels\nCapture of performance and risk indicators for Operational Risk measurement\nPerform periodic deep-dive analysis on sample data to identify potential reporting, control or compliance issues\nEnabling change\nSupport Change the Bank (CTB) initiatives by contributing to business requirements, test scenarios, user acceptance testing and implementation readiness activities\nParticipate in industry forums, working groups and regulatory change discussions where relevant\nProactively manage own personal development and training\nIdentify opportunities for process and control enhancements and drive delivery\nRepresent the function in stakeholder engagement, issue management and escalation discussions, in collaboration with the Head of Regulatory Operations\nClient Assets\nExecute CASS controls in line with approved policies, procedures and regulatory requirements\nProduce and review regular MI on CASS adherence, control performance and emerging risks\nEscalate CASS risks, issues and control weaknesses to the Head of Regulatory Operations in a timely manner\nWhat you’ll need to be successful \nWe’re looking for the following skills and experience. If you don’t have all of these but think you could be a good fit for the role, get in touch.\n\nPreferred experience:\nExperience in regulatory transaction reporting within a financial services environment, preferably across one or more relevant jurisdictions\nDemonstrable experience maintaining, implementing or improving policies, procedures and controls within an Operations or regulatory control environment\nExperience in a transaction reporting, regulatory operations or control function, preferable in a financial institution or equivalent environment\nExperience preparing risk, control and performance MI for stakeholders or governance forums\nKnowledge, technical skills and expertise:\nKnowledge of CASS requirements and associated operational controls is desirable\nWorking knowledge of Global Markets products and trade lifecycle events\nUnderstanding of operational risk management techniques\nStrong Excel skills, with the ability to analyse data, identify trends and support MI production\nAbility to interpret regulatory requirements and translate them into practical operational controls\nAble to navigate complex processes, data sets and regulatory requirements\nComfortable working with ambiguity, applying sound judgement and escalating where appropriate\nWhy should you join us?\nICBC Standard Bank Plc (ICBCS) is a leading financial markets and commodities bank, driven to deliver the right outcomes for our stakeholders, clients, counterparties and markets. We benefit from a unique Chinese and African parentage and an unrivalled global network and expertise. We’re headquartered in London, with operations in Shanghai, Singapore and New York.\nWe’re a diverse and close-knit global team. We put people first, giving talented, self-driven professionals the flexibility, rewards and freedom to grow their expertise and realise their potential.\nOur vison statement, “Be Yourself, Succeed Together” underpins our drive for an open and transparent culture which values difference, enabling everyone to thrive whilst being themselves. We have an active E, D&I forum and we’re growing other employee network groups, including for women and neurodiversity.\nWe’re committed to the principle of equal opportunities. All applicants will be treated equally and will be considered on their merits and skills without discrimination.\nWhat’s in it for you?\nFinancial - market-based pay based on skills and experience, discretionary annual bonus, pension contribution 10% (employee contribution 5%), travel insurance, life assurance and income replacement insurance.\nHybrid working - the option to work remotely up to two days per week, depending on the role.\nFamily - 6 months maternity leave at full pay, 4 weeks paternity leave at full pay and enhanced shared parental leave pay. Coaching for family leave returners and access to emergency care via My Family Care. Paid fertility and miscarriage leave.\nWellbeing - private medical insurance, Bike2Work scheme, health and fitness subsidy, holiday exchange, Employee Assistance Programme and menopause policy.\nCommunity - paid volunteering leave and Give As You Earn scheme. Vibrant CSR and engagement forums and fundraising for our charity partners. \nDevelopment - a suite of opportunities to build the skills you need to excel in your role \nIf you’re excited about becoming part of our team, get in touch. We’d love to hear from you!\nICBCS has appointed Robert Walters Outsourcing (RWO) to manage its recruitment process and Preferred Supplier List (PSL). Unsolicited CVs sent directly to ICBCS or its staff from non-PSL agencies will not be accepted and no fees will be paid for such submissions.\n\nCookies\n\nProducts\nProducts\nResearch and Strategy\nResearch and Strategy\nCompany\nAbout us\nContact us\nCareers\nLegal\nTerms and Conditions\n Regulatory Disclosures\n© Robert Walters - All rights reserved.","description_format":"text","description_chars":8229,"description_truncated":false,"requirements":{"experience_years_min":null,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":["Health insurance","Hybrid work","Parental leave"],"hiring_locations":[{"name":"United Kingdom","iso":"GB","kind":"country"}],"hiring_excludes":[],"relocation_offered":false,"industries":[],"lifecycle":[{"event":"open","at":"2026-10-09T00:33:58Z"}],"visa":[{"country":"GB","licensed_sponsor":true,"evidence":"Licensed UK visa sponsor (Senior or Specialist Worker, Skilled Worker)","filings_12m":null,"filings_prev_12m":null,"green_card_filings_12m":null,"median_offered_wage_usd":null,"route":"Global Business Mobility: Senior or Specialist Worker; Skilled Worker","cap_exempt":false,"checked_at":"2026-10-21T06:25:45+00:00","sources":["UK Home Office: register of licensed sponsors (workers)"],"filings_for_role_12m":0}],"liveness":{"score":73,"band":"hot","label":"Hiring now","p_open":1,"p_active":0.816,"p_room":0.9,"age_days":13,"expected_fill_days":29,"reasons":["conf:0","velocity","win:mid"],"computed_at":"2026-10-22T06:10:10Z"},"pay":null,"html_url":"https://alion.io/job/icbcstandard-regulatory-operations-senior-analyst","json_url":"https://alion.io/job/icbcstandard-regulatory-operations-senior-analyst.json","meta":{"generated_at":"2026-10-22T06:15:32Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":1068,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-23T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":4372579},"rest":"https://alion.io/mcp/rest/get_company?id=4372579"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Ficbcstandard-regulatory-operations-senior-analyst"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Ficbcstandard-regulatory-operations-senior-analyst"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Ficbcstandard-regulatory-operations-senior-analyst"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/icbcstandard-regulatory-operations-senior-analyst\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Ficbcstandard-regulatory-operations-senior-analyst"}]}