{"id":1718793,"url":"https://alion.io/job/interactive-brokers-compliance-analyst-cat-transaction-system-2","title":"Compliance Analyst - CAT Transaction System","company":{"id":58627,"name":"Interactive Brokers","domain":"interactivebrokers.com","url":"https://alion.io/company/interactive-brokers","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Dayforce","truth_index":{"grade":"A","score":95,"open_postings":115,"ghost_share":0,"stale_share":0,"repost_share":0.009,"time_to_fill_p50_days":85,"computed_at":"2026-10-24T06:02:35Z"}},"role":"Legal","role_family":"Legal","seniority":"junior","employment_type":null,"work_mode":"hybrid","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Greenwich, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":52000,"max_usd":129000,"period":"year","method":"role_seniority_country_remote_cell","sample_n":952},"experience_years_min":1,"visa_sponsorship":false,"relocation_package":false,"has_equity":true,"technologies":[{"name":"Microsoft Excel","optional":false},{"name":"Perl","optional":false},{"name":"Python","optional":false},{"name":"SQL","optional":false},{"name":"Unix","optional":false},{"name":"Confluence","optional":true}],"status":"live","first_seen_at":"2026-04-27T10:00:00Z","employer_posted_date":"2026-10-02","last_verified_at":"2026-10-24T15:56:43Z","board_verified":true,"closed_at":null,"days_open":180,"trust":{"level":"ok","repost_count":0,"flags":["company_stale"],"days_open":179},"description":"This is a hybrid role (4 days in office / 1 day remote)\nInteractive Brokers is looking for an experienced Data Analyst with data analysis experience, preferably in the commodities or securities industry. This position is responsible for handling compliance supervision over reporting to various non-financial systems. Prior experience working with order audit trail reporting systems, order handling or trading systems, or client data is highly desired but not required.\nResponsibilities:\nThis position is focused on the Consolidated Audit Trail (“CAT”) reporting systems and compliance supervision to ensure that the firm has complied with the rules. This is an operational and oversight function that requires the ability to read regulations, research and analyze data, understand technical implementations of systems, and devise control procedures to test compliance.\nExperience in researching transactional reporting issues to form evidence-based conclusions is a necessary skill. Experience in data analysis and/or system development or improvement is strongly preferred. While preference will be given to individuals with financial services industry experience, similar compliance experience in another industry will also be considered.\nSpecific Job Responsibilities:\n1–2 years of experience as a Data Analyst/Data Scientist\nReviewing regulatory data to identify root causes and necessary remediation for errors\nUsing UNIX command tools to make corrections to records as needed\nDeveloping surveillance for regulatory reporting and operational data\nAutomating the CAT Feedback system\nFollowing up with software developers and/or management on any errors or exceptions that arise\nGathering facts to assist the firm in responding to examinations and formal inquiries\nProposing improvements to, or additional controls over, regulatory reporting\nQualifications:\nBachelor’s degree required, preferably in a quantitative or analytical field\nExperience in an analytical role, preferably in the financial industry\nStrong data analysis, investigatory, and problem-solving skills\nThe ideal candidate would have some degree of self-sufficiency in performing data analysis using common programming languages (e.g., Python, Perl) and database queries (e.g., SQL)\nRegulatory research and interpretation skills\nStrong written and verbal communication skills, including the ability to discuss and write about complex topics in a manner that is both precise and persuasive\nFamiliarity with, or the ability to learn, advanced Excel skills is required (e.g., pivot tables, macros)\nFamiliarity with the following is a plus:\nFINRA Consolidated Audit Trail (“CAT”) / Order Audit Trail (“OATS”) systems\nFIX protocol\nTechnological orientation is required, with the following specific skills highly valued:\nUNIX knowledge is part of this job and must be learned on the job, but prior experience is preferred\nProgramming skills in Python, Perl, or Go are highly desirable\nExperience using Atlassian systems (e.g., Confluence and JIRA) is a plus\nTo be successful in this position, you will have the following:\nSelf-motivated and able to handle tasks with minimal supervision\nSuperb analytical and problem-solving skills\nExcellent collaboration and communication (verbal and written) skills\nOutstanding organizational and time management skills\nCompany Benefits & Perks\nCompetitive salary, annual performance-based bonus, and stock grant awards\n401(k) retirement plan with competitive company match\nExcellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.\nWellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)\nGenerous paid parental leave (up to 16 weeks paid parental leave for eligible employees)\nCompany-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage\nFlexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)\nQuarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees\nEducation reimbursement and professional development opportunities\nLegal services, telehealth access, and voluntary insurance options\nBackup child and adult care support through Care.com\nDaily lunch allowance and fully stocked kitchen with healthy breakfast and snack options","description_format":"text","description_chars":4459,"description_truncated":false,"requirements":{"experience_years_min":1,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":["Life insurance","Parental leave","Professional development","Retirement plans"],"hiring_locations":[{"name":"United States","iso":"US","kind":"country"}],"hiring_excludes":[],"relocation_offered":false,"industries":["Artificial Intelligence","Blockchain & 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