{"id":2183295,"url":"https://alion.io/job/maven-securities-compliance-analyst-2","title":"Compliance Analyst","company":{"id":3854043,"name":"Maven Securities","domain":"mavensecurities.com","url":"https://alion.io/company/maven-securities","size_band":null,"is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Greenhouse","truth_index":{"grade":"C","score":62,"open_postings":35,"ghost_share":0.543,"stale_share":0,"repost_share":0,"time_to_fill_p50_days":61,"computed_at":"2026-10-21T05:46:15Z"}},"role":"Legal","role_family":"Legal","seniority":"junior","employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["London, United Kingdom"],"countries":["GB"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":44000,"max_usd":82000,"period":"year","method":"role_seniority_country_remote_cell","sample_n":15},"experience_years_min":2,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Python","optional":true},{"name":"SQL","optional":true}],"status":"live","first_seen_at":"2026-06-23T14:13:44Z","employer_posted_date":"2026-10-09","last_verified_at":"2026-10-21T06:12:41Z","board_verified":true,"closed_at":null,"days_open":119,"trust":{"level":"ok","repost_count":0,"flags":["company_stale"],"days_open":119},"description":"Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed derivatives. Through advanced execution and pricing technologies, we improve how financial markets operate.\nWe are looking for Compliance Analyst to join our London based Compliance team.\nAs a Compliance Analyst, you will contribute to the effective operation of the firm according to its regulatory and internal policy requirements as they apply across the diverse range of trading activities carried out. You will also add value supporting this firm in achieving its forward-looking growth and development plans. In doing so, you will gain exposure to key aspects of compliance, supporting electronic options market making and multi-strategy trading (encompassing proprietary equity and bond strategies such as event trading and equity capital markets), regulatory monitoring, prudential compliance, policy implementation, and employee trading oversight.\nThe successful candidate will thrive in a fast-paced proprietary trading environment. As Maven continues to develop and to expand its business activities the complexity of the regulatory and exchange landscape, within which we operate, increases in parallel. Our aim is to ensure Compliance provides market leading support for the firm and, in doing so, ensures its safe, effective and sustainable growth and development.\nComprehensive training will be provided to ensure your success and ongoing development in this role.\nKey Responsibilities:\nPolicies, Procedures, and Training Materials\nSupport the review and update of compliance policies and procedures and assist with the drafting and maintenance of training materials and employee guidance.\nInternal Reporting\nSupport the compilation and coordination of internal compliance reports, including quarterly compliance reports and other periodic disclosures.\nWall-crossing & Restricted List Management\nEnsure the safe and effective operation of Maven’s wall-crossing processes and assist with maintaining restricted lists and watch lists. Work directly with our trading business units to support the implementation of effective information barriers.\nOperational Compliance\nSupport Maven’s extensive operational compliance framework, contributing to processes such as those related to personal account dealing. Escalate potential compliance issues and contribute to documentation and reporting.\nPrudential Monitoring\nAssist the ongoing monitoring of the firm’s prudential obligations and support reporting in accordance with relevant regulatory frameworks.\nRegulatory Reporting\nAssist in the preparation and validation of regulatory filings required under UK, EU, US, and other relevant regimes; work with the team to ensure timely and accurate submissions.\nExternal Document Requests & Regulatory Enquiries\nAssist with responding to requests from regulators and counterparties, including regulatory questionnaires and due diligence enquiries.\nTraining & Attestation Administration\nCoordinate the tracking and completion of mandatory compliance training and attestations across the firm.\nExperience & Qualifications:\nMinimum of 2 - 3 years’ experience in a relevant legal or compliance role is required.\nStrong attention to detail, excellent organisational skills, and the ability to manage multiple tasks according to tight deadlines.\nEffective communication skills and a collaborative approach.\nEagerness to learn - full training on compliance procedures will be provided.\nDesirable Skills\nTechnical: Excel, SQL, Python\nAI: Utilising AI in information gathering, providing advice, task automation and to improve general efficiency\nWhat We Offer:\nCompetitive compensation package\nAnnual discretionary bonus\nGroup pension plan\nEnhanced annual leave allowance after 2+ years’ service\n25 days’ annual leave (plus public holidays)\nFully catered breakfast, lunch, and snacks prepared by an in-house chef\nPrivate healthcare and life assurance\nOn-site private gym with instructor-led classes including boxing, yoga, and more\nMonthly company events and social activities\nWork in a forward-thinking environment where AI is integral to our strategy and daily operations","description_format":"text","description_chars":4344,"description_truncated":false,"requirements":{"experience_years_min":2,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":["Annual leave","Company events","Equity"],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Hedge Funds & Alternative Investments","Online Brokerage & Trading Platforms"],"lifecycle":[{"event":"open","at":"2026-10-09T15:27:21Z"}],"visa":[{"country":"GB","licensed_sponsor":true,"evidence":"Licensed UK visa sponsor (Senior or Specialist Worker, Skilled Worker)","filings_12m":null,"filings_prev_12m":null,"green_card_filings_12m":null,"median_offered_wage_usd":null,"route":"Global Business Mobility: Senior or Specialist Worker; 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