{"id":3673253,"url":"https://alion.io/job/naus-e-consultoria-compliance-analyst","title":"Compliance Analyst","company":{"id":4503739,"name":"NAUS e Consultoria","domain":null,"url":"https://alion.io/company/naus-e-consultoria","size_band":null,"is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Gupy","truth_index":null},"role":"Legal","role_family":"Legal","seniority":"middle","employment_type":null,"work_mode":"remote","remote_scope":"stated_countries","remote_scope_basis":"board_field","remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Brazil"],"countries":["BR"],"hiring_countries":["BR"],"hiring_countries_total":1,"salary":null,"salary_estimate":null,"experience_years_min":3,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-06-24T14:27:24Z","employer_posted_date":"2026-11-03","last_verified_at":"2026-11-10T04:20:47Z","board_verified":true,"closed_at":null,"days_open":138,"trust":{"level":"stale","repost_count":0,"flags":["stale"],"days_open":138},"description":"Our Client acts as an investment manager in the Cayman Islands for commodity hedge funds focused on agricultural and energy commodities. We are seeking a Compliance Analyst to support the Compliance Officer in delivering regulatory compliance across all business lines. This engagement is structured as a service agreement with a Brazilian Pessoa Jurídica (PJ) - the selected professional must operate through their own registered Brazilian legal entity and will be contracted on a business-to-business basis. The role sits at the centre of the firm’s risk and compliance framework, with hands-on involvement in AML/CTF/CPF procedures, KYC, regulatory filings, and day-to-day compliance operations.\nWorking closely with the Compliance Officer and across investment, operations and administration functions, the engaged professional will help maintain a robust and well-documented compliance environment that meets the expectations of regulators, counterparties and clients. This is a high-accountability role suited to a compliance professional who takes ownership, communicates clearly, and thrives in a lean, high-trust team.\nPurpose of the Role\nTo support the implementation and ongoing monitoring of the firm’s compliance and risk framework - ensuring regulatory obligations are met, client and counterparty KYC standards are upheld, and the organisation is well-prepared for regulatory oversight.\nResponsabilidades e atribuições\nKYC & Client Onboarding\nConduct KYC reviews and client risk assessments, including periodic review forms, assigning appropriate risk ratings under the supervision of the Compliance Officer;\nSupport the onboarding of new clients and funds, including performance of AML/CTF/CPF procedures;\nRespond to KYC and due diligence requests from counterparties, prime brokers, administrators, custodians and correspondent banks, ensuring timely and accurate provision of the Organisation’s KYC documentation pack;\nMaintain and update the Organisation’s KYC documentation pack, ensuring all entity documents, UBO information and regulatory certificates remain current;\nMonitor client activity and escalate concerns to the Compliance Officer as appropriate.\nRegulatory Filings & Reporting\nAssist with FATCA and CRS obligations, including DITC registration, annual reporting and self-certification reviews;\nSupport Economic Substance Notification (ESN) filings and assist in assessing the Organisation’s economic substance obligations;\nAssist with Beneficial Ownership Register (BOR) obligations and annual exemption notifications under the Beneficial Ownership Transparency Act;\nSupport the preparation and timely submission of Fund Annual Returns (FAR) and other CIMA regulatory filings;\nHelp prepare materials for AMLCO/MLRO reports and internal Board Reports.\nRisk & Compliance Framework\nSupport the development and communication of the risk and compliance framework, with an emphasis on risk mitigation and business risk assessment;\nAssist in reviewing and updating compliance policies in line with regulatory changes;\nContribute to the maintenance of the company’s risk register and risk appetite statement;\nSupport the preparation and updating of country risk assessments and the company’s geographical heat map;\nAssist in maintaining compliance with CIMA’s Corporate Governance Rule and Internal Controls Rule, including supporting annual governing body reviews and documentation;\nMaintain compliance logs and records as required by applicable governing regulations and CIMA guidance;\nMonitor regulatory developments and relevant legislative changes, flagging updates to the Compliance Officer.\nMonitoring, Training & CIMA Readiness\nAssist in coordinating and conducting internal compliance reviews and monitoring activities;\nSupport the implementation of corrective actions to address identified compliance gaps;\nSupport the Organisation’s readiness for CIMA onsite inspections, including full-scope and thematic reviews;\nHelp foster a culture of compliance awareness throughout the Organisation;\nAssist in delivering staff training on key AML regulations, cybersecurity procedures and internal policies;\nAssist with the preparation of Compliance Letters and support operations with compliancerelated workflow improvements.\nRequisitos e qualificações\nUniversity or business degree with a focus in Finance, Accounting and/or Law;\n3-5 years’ experience in a compliance role, preferably within an investment management or financial services environment;\nSolid understanding of AML/KYC requirements and best practices, including experience handling third-party KYC and due diligence requests;\nProfessional compliance qualification (e.g., ACAMS) or active enrolment is advantageous;\nMust be registered as a Pessoa Jurídica (PJ) in Brazil (MEI, ME, LTDA or equivalent) and able to issue Notas Fiscais for services rendered; the engagement does not constitute an employment relationship;\nStrong written and oral communication skills, with good analytical and problem-solving ability;\nProficient in English with a high standard of written expression;\nOrganised, detail-oriented and capable of managing multiple tasks independently;\nA proactive ap.\nInformações adicionais\nIdeal Candidate\nTakes ownership and shows initiative - comfortable managing their workload with minimal direction;\nPragmatic and solutions-oriented - focused on getting things done correctly rather than over-engineering processes;\nComfortable in a small, high-trust, low-structure environment where judgment and discretion matter • Curious and commercially aware - interested in financial markets and the broader regulatory environment;\nStrong attention to detail and commitment to accuracy across all compliance documentation and filings;\nAble to communicate clearly with investment, operations and external counterparties.\nWhat We Offer\nA dynamic and collaborative environment within a growing alternative investment firm;\nDirect exposure to a broad and varied compliance remit from day one;\nSignificant scope to take ownership of compliance processes and contribute to a well-run regulatory environment;\nDeep involvement in Cayman Islands regulatory frameworks and commodities-focused fund compliance;\nCompetitive service fee commensurate with experience; engagement structured as a B2B service agreement with no employment relationship or statutory benefits.","description_format":"text","description_chars":6354,"description_truncated":false,"requirements":{"experience_years_min":3,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[{"language":"English","level":"Advanced (C1)","optional":false}]},"benefits":[],"hiring_locations":[{"name":"Brazil","iso":"BR","kind":"country"}],"hiring_excludes":[],"relocation_offered":false,"industries":[],"lifecycle":[{"event":"open","at":"2026-11-03T10:05:46Z"}],"visa":[],"liveness":{"score":8,"band":"cold","label":"Long shot","p_open":1,"p_active":0.286,"p_room":0.28,"age_days":137,"expected_fill_days":28,"reasons":["conf:2","win:tail","crowd:"],"computed_at":"2026-11-09T06:03:00Z"},"pay":null,"html_url":"https://alion.io/job/naus-e-consultoria-compliance-analyst","json_url":"https://alion.io/job/naus-e-consultoria-compliance-analyst.json","meta":{"generated_at":"2026-11-10T06:56:54Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":16159,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-11T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.1,"usd":0.01,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":4503739},"rest":"https://alion.io/mcp/rest/get_company?id=4503739"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fnaus-e-consultoria-compliance-analyst"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":2,"usd":0.2},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fnaus-e-consultoria-compliance-analyst"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.1,"usd":0.01},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fnaus-e-consultoria-compliance-analyst"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/naus-e-consultoria-compliance-analyst\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fnaus-e-consultoria-compliance-analyst"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":3673253}},{"tool":"search_jobs","arguments":{"company":4503739,"detail":"compact"}},{"tool":"match_people","arguments":{"job_id":3673253},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. Docs: https://alion.io/developers"}}