{"id":2764139,"url":"https://alion.io/job/polo-senior-compliance-executive","title":"Senior Compliance Executive","company":{"id":2581657,"name":"Polo","domain":"polo.works","url":"https://alion.io/company/polo-works","size_band":"201-500","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Pinpoint","truth_index":null},"role":"Management","role_family":"Management","seniority":"senior","employment_type":"full_time","work_mode":"hybrid","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["London, United Kingdom"],"countries":["GB"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":{"min_usd":79000,"max_usd":134000,"period":"year","method":"role_seniority_country_remote_cell","sample_n":111},"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[],"status":"live","first_seen_at":"2026-10-16T03:21:29Z","employer_posted_date":"2026-10-20","last_verified_at":"2026-11-11T17:32:40Z","board_verified":true,"closed_at":null,"days_open":26,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":26},"description":"The Senior Compliance Executive will support the Head of Compliance Oversight and wider compliance function in delivering effective oversight of Consumer Duty, Conduct Risk and regulatory compliance requirements. The role will help ensure that the business delivers good customer outcomes, embeds a strong conduct culture, and meets applicable regulatory expectations, including those of the FCA, Lloyd’s and other relevant stakeholders.\nKey Responsibilities\nSupport and assist the Head of Compliance Oversight and Compliance Manager in the fulfilment of compliance, Consumer Duty and conduct risk responsibilities.\nSupport the ongoing development, implementation and monitoring of the Consumer Duty framework, including evidence of good customer outcomes.\nSupport the business in identifying, assessing, managing and reporting Conduct Risk requirements and related regulatory obligations.\nCoordinate the Lloyd’s Principles and Annual Attestation Process, ensuring actions are tracked and completed in a timely manner.\nAssist with the drafting of the annual Compliance Plan and provide regular updates on progress, delivery and emerging risks throughout the year.\nPrepare and contribute to Committee and Board reporting, including Conduct Risk, Consumer Duty, Complaints and wider compliance MI.\nAnalyse complaints, customer outcome data and conduct MI to identify trends, root causes, risks and areas for improvement.\nProvide compliance advice and guidance to business areas on Consumer Duty, conduct risk, complaints handling, fair value, communications, governance and customer outcomes.\nContribute to the continuing development of the compliance function through participation in projects, regulatory change initiatives and process improvements.\nSupport the delivery of compliance monitoring activity, thematic reviews and assurance work relating to Consumer Duty and conduct matters.\nMaintain awareness of regulatory developments and assess their potential impact on the business.\nBuild and maintain strong and effective relationships with key internal and external stakeholders, including senior management, operational teams, risk, governance, Syndicates and regulators where appropriate.\nKey Attributes\nActs with integrity, professionalism and sound judgement.\nDemonstrates a strong customer-outcomes mindset and commitment to fair treatment of customers.\nWorks collaboratively across the business to promote a positive compliance and conduct culture.\nShows attention to detail and a proactive approach to identifying and resolving issues.\nCommunicates clearly, constructively and confidently, escalating matters where appropriate.\nSkills, Knowledge and Expertise\nStrong understanding of FCA Consumer Duty requirements, conduct risk principles and the UK regulatory environment.\nExperience working in a compliance, conduct risk, governance or regulatory role within the Lloyd’s market.\nAbility to interpret regulatory requirements and translate them into practical business actions.\nExperience preparing compliance reports, management information, policies, procedures or regulatory submissions.\nStrong analytical skills, with the ability to assess data, identify themes and provide clear recommendations.\nExcellent written and verbal communication skills, with the confidence to engage with stakeholders at different levels of seniority.\nGood organisational skills, with the ability to manage multiple priorities, deadlines and workstreams.\nProfessional qualification or progress towards a relevant compliance, risk or insurance qualification would be advantageous.\nDemonstrates behaviours aligned to the PoloWorks PRIDE values:\nPioneering - we don’t stand still \nResponsible - We do the right thing \nInclusive - we all play a role \nDelivery Focused- we provide services we are proud of \nEmpowering - we equip people to be their best \nBenefits\nAs well as a competitive salary, discretionary annual bonus, and a minimum 26 days of annual leave (with the option to buy more), you will also get an excellent benefits package, including flexible, hybrid working, private health insurance, life assurance, income protection, enhanced pension contributions, and occupational maternity and paternity pay.\nYou will also have access to company volunteering days, an Electric Vehicle (EV) leasing scheme, an employee assistance programme with retail discounts and savings, a generous employee referral scheme, regular sports and social events, and free Cheltenham bus travel.\nBenefits Band 3","description_format":"text","description_chars":4490,"description_truncated":false,"requirements":{"experience_years_min":null,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":["Annual leave","Health insurance","Hybrid work"],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":[],"lifecycle":[{"event":"open","at":"2026-10-17T03:21:29Z"}],"visa":[],"liveness":{"score":35,"band":"fade","label":"Fading","p_open":1,"p_active":0.785,"p_room":0.45,"age_days":26,"expected_fill_days":15,"reasons":["conf:2","win:tail"],"computed_at":"2026-11-11T05:49:22Z"},"pay":null,"html_url":"https://alion.io/job/polo-senior-compliance-executive","json_url":"https://alion.io/job/polo-senior-compliance-executive.json","meta":{"generated_at":"2026-11-11T19:39:13Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":38155,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-12T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.1,"usd":0.01,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":2581657},"rest":"https://alion.io/mcp/rest/get_company?id=2581657"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fpolo-senior-compliance-executive"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":2,"usd":0.2},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fpolo-senior-compliance-executive"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.1,"usd":0.01},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fpolo-senior-compliance-executive"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/polo-senior-compliance-executive\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fpolo-senior-compliance-executive"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":2764139}},{"tool":"search_jobs","arguments":{"company":"polo.works","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":2764139},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. 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