{"id":1682489,"url":"https://alion.io/job/questrade-senior-analyst-compliance-data-automation","title":"Senior Analyst, Compliance Data & Automation","company":{"id":58127,"name":"Questrade","domain":"questrade.com","url":"https://alion.io/company/questrade","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Dayforce","truth_index":{"grade":"A","score":95,"open_postings":12,"ghost_share":0,"stale_share":0,"repost_share":0,"time_to_fill_p50_days":64,"computed_at":"2026-10-26T05:57:25Z"}},"role":"Analytics","role_family":"Analytics","seniority":"senior","employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["North York, Canada"],"countries":["CA"],"hiring_countries":[],"hiring_countries_total":0,"salary":{"min":75000,"max":85000,"currency":"CAD","period":"year","gross":null,"usd_annual":59709},"salary_estimate":null,"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"AI Agents","optional":false},{"name":"Google Sheets","optional":false},{"name":"LLM","optional":false},{"name":"Looker","optional":false},{"name":"n8n","optional":false},{"name":"Power BI","optional":false},{"name":"Python","optional":false},{"name":"SQL","optional":false},{"name":"Tableau","optional":false},{"name":"Zapier","optional":false}],"status":"live","first_seen_at":"2026-09-01T04:00:00Z","employer_posted_date":"2026-10-02","last_verified_at":"2026-10-26T19:09:17Z","board_verified":true,"closed_at":null,"days_open":55,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":55},"description":"What’s in it for you as an employee of QFG?\nHealth & wellbeing resources and programs \nPaid vacation, personal, and sick days for work-life balance\nCompetitive compensation and benefits packages\nWork-life balance in a hybrid environment with at least 3 days in office\nCareer growth and development opportunities\nOpportunities to contribute to community causes\nWork with diverse team members in an inclusive and collaborative environment\n\nThis job posting is for an existing vacancy. \n\nWe’re looking for our next Senior Analyst, Compliance Data & Automation. Could It Be You?\nThe Enterprise Compliance team ensures that Questrade and its affiliates operate within the rules and regulations prescribed by the Canadian Investment Regulatory Organization (CIRO), the Ontario Securities Commission (OSC), the Financial Consumer Agency of Canada (FCAC) and other provincial and territorial securities commissions, regulators and legislators. Enterprise Compliance is in charge of various compliance programs including the investigation of escalated client complaints and reporting to regulators.\nThe team is modernizing how these programs are delivered through data, automation, and AI, and this role sits at the centre of that effort.\nThe Senior Analyst, Compliance Data & Automation designs, builds, and maintains the scripts, workflows, automations, and AI-enabled tools that make the Enterprise Compliance team’s work faster, more consistent, and more scalable. Working side by side with other team members who investigate escalated client complaints, the Senior Analyst identifies repetitive, manual, and data-heavy tasks and builds solutions that automate or accelerate them, always within the company’s privacy, legal, information security, and compliance requirements.\nNo prior compliance experience is required: regulatory and product knowledge will be developed on the job with the support of an experienced team. This role is well suited to someone who brings a strong technical toolkit, genuine curiosity about AI, and the motivation, autonomy, and drive to make a visible difference in a fast-paced and constantly evolving environment.\n\nNeed more details? Keep reading…\nIn this role, responsibilities include but are not limited to: \nAutomation and AI development:\nIdentifying repetitive, manual, or data-intensive tasks across the complaints-handling lifecycle and other compliance programs, and translate them into concrete automation opportunities.\nDesigning, building, testing, and maintaining scripts, workflows, and automations using Python, SQL, N8N, Google Apps Script, and similar tools.\nBuilding solutions that accelerate investigations, such as tools that extract, structure, and summarize information from call recordings, email extracts, account statements, and trading records.\nEvaluating, prototyping, and deploying AI capabilities (LLMs, AI agents, bots) for tasks such as transcription and summarization, complaint triage, and drafting support, with appropriate human oversight and controls.\nDocumenting what you build and train team members on, so that tools remain usable, maintainable, and auditable over time.\nData access and governance:\nPartnering with database and system owners across the organization to define secure, approved ways of accessing the data required for compliance work.\nEnsuring every solution abides by the company’s protocols, including privacy, legal, information security, records management, and compliance requirements.\nWriting and maintaining SQL queries to extract, filter, and analyze data from internal databases in support of investigations, reviews, and reporting.\nAnalytics, reporting, and team contributions:\nBuilding and maintaining dashboards and reporting on complaint volumes, timelines, and emerging trends for the Manager and Director, Enterprise Compliance, and for materials prepared for Senior Management and Compliance Committees.\nIdentifying and escalating patterns surfaced through data, including shifts in complaint volume and nature driven by clients’ use of AI.\nSupporting compliance audits and testing with data extraction and analysis.\nCompliance knowledge (developed on the job):\nBuilding working knowledge of the complaints-handling process and of the regulatory requirements applicable to QFG’s entities (Questrade Inc., QWM, Questbank, Flexiti, and Zolo) through training and day-to-day exposure.\nShadowing Compliance Officers on live investigations so that the tools you build reflect how the work is actually done.\nTaking ownership of projects from idea through delivery, managing your own backlog with a high degree of autonomy.\nProactively proposing new ideas and improvements rather than waiting to be asked.\nCommunicating technical concepts clearly to non-technical colleagues.\nAdapting quickly as priorities, tools, and regulatory expectations evolve.\nEngaging openly with coaching and feedback, and offering it constructively to peers.\n\nSo are YOU our next Senior Analyst, Compliance Data & Automation? You are if you…\nHold a post-secondary degree or diploma in Data Science, Computer Science, Statistics, Engineering, Business Analytics, Information Systems, or a related field\nHave practical, hands-on experience that demonstrates the technical skills above, whether gained through professional roles, internships, co-op terms, or substantial personal or academic projects\nAre proficient in Python for data analysis, scripting, and automation\nAre able to write and execute SQL queries to extract, filter, and analyze data from databases\nHave hands-on experience building workflows and automations with tools such as N8N, Google Apps Script, Zapier, Make, or similar\nPossess strong spreadsheet skills, including complex formulas in Excel or Google Sheets\nDemonstrated interest in AI – large language models, AI agents, prompt design – and in applying it to practical business problems\nHave solid analytical and problem-solving skills, ability to break down a messy manual process, find the bottleneck, and design a workable solution\nOperate with a high degree of autonomy and are able to scope, plan, and deliver technical work with limited technical supervision\nHave strong written and oral communication skills, including the ability to explain technical solutions to non-technical stakeholders\nWork with integrity and discretion, handling sensitive client and company information\nPossess strong motivation and drive, comfortable operating in a fast-paced, constantly evolving environment\n\nAdditional kudos if you…\nAre Bilingual, with written and verbal fluency in English and French\nHave experience with data visualization or BI tools (e.g., Power BI, Tableau, Looker Studio)\nHave experience working with APIs, webhooks, or cloud platforms\nHave hands-on experience with LLM APIs or building AI agents\nHave exposure to, or interest in, financial services, banking and investment products, or other regulated environments\nHold relevant technical certifications (e.g., Python, SQL, data analysis, cloud, or business analysis certifications)\nAre willing to complete industry courses over time (e.g., Canadian Securities Course)\n\nCompensation Information:\nBase salary range: $75,000 - $85,000\nThe final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.\n\nSounds like you? Click below to apply!\n#LI-NP1","description_format":"text","description_chars":7485,"description_truncated":false,"requirements":{"experience_years_min":null,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[{"language":"French","level":"Advanced (C1)","optional":false},{"language":"English","level":"Advanced (C1)","optional":false}]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Investing Apps & Robo-Advisors","Online Brokerage & Trading Platforms"],"lifecycle":[{"event":"open","at":"2026-10-02T09:49:19Z"}],"visa":[],"liveness":{"score":60,"band":"ok","label":"Likely open","p_open":1,"p_active":0.802,"p_room":0.75,"age_days":55,"expected_fill_days":64,"reasons":["conf:1","velocity","win:late"],"computed_at":"2026-10-26T05:57:25Z"},"pay":{"stated_usd_annual":59709,"is_top_pay":false},"html_url":"https://alion.io/job/questrade-senior-analyst-compliance-data-automation","json_url":"https://alion.io/job/questrade-senior-analyst-compliance-data-automation.json","meta":{"generated_at":"2026-10-26T19:51:35Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":26715,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-10-27T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":58127},"rest":"https://alion.io/mcp/rest/get_company?id=58127"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fquestrade-senior-analyst-compliance-data-automation"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fquestrade-senior-analyst-compliance-data-automation"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fquestrade-senior-analyst-compliance-data-automation"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/questrade-senior-analyst-compliance-data-automation\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fquestrade-senior-analyst-compliance-data-automation"}]}