{"id":3851677,"url":"https://alion.io/job/rothera-senior-associate-compliance","title":"Senior Associate - Compliance","company":{"id":4497943,"name":"Rothera","domain":"rothera.io","url":"https://alion.io/company/rothera","size_band":null,"is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"Greenhouse","truth_index":null},"role":"Sales","role_family":"Sales","seniority":"senior","employment_type":"full_time","work_mode":"hybrid","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"explicit","locations":["Chicago, United States"],"countries":["US"],"hiring_countries":[],"hiring_countries_total":0,"salary":{"min":100000,"max":130000,"currency":"USD","period":"year","gross":null,"usd_annual":130000},"salary_estimate":null,"experience_years_min":3,"visa_sponsorship":true,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Power BI","optional":false},{"name":"Python","optional":false},{"name":"Snowflake","optional":false},{"name":"SQL","optional":false},{"name":"Tableau","optional":false},{"name":"Asana","optional":true},{"name":"Jira","optional":true}],"status":"live","first_seen_at":"2026-11-06T00:45:24Z","employer_posted_date":"2026-11-06","last_verified_at":"2026-11-09T16:48:31Z","board_verified":true,"closed_at":null,"days_open":3,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":3},"description":"Building markets for the new trading frontier.\nBringing the future into focus.\nRothera is building the premier prediction market in partnership with Robinhood and Susquehanna International Group.\nBy empowering traders to take positions on the events that shape our world Rothera’s platform harnesses the scale and power of financial markets to produce timely, unique, and effective information discovery for leaders and decision makers to ask and answer their most important questions. \nRothera operates at the frontier, generating market-driven forecasts that turn intuition into insight.\nAbout the role\nThe Senior Associate, Compliance is an integral part of Rothera’s compliance function, supporting both the DCM and DCO entities in maintaining a robust, regulator-ready compliance program. You’ll support various day-to-day compliance functions, including intermediary participant onboarding, sanctions monitoring, system safeguards, and regulatory examination management. The ideal candidate is a proactive self-starter who takes pride in accuracy, communicates clearly across teams, and is eager to utilize data tools to help automate manual workflows into scalable compliance processes. \nWhat you’ll do\nPrimary analyst responsible for the end-to-end compliance onboarding for FCMs and Market Makers by coordinating with applicants, collecting and reviewing verification documents, conducting beneficial ownership checks, and performing sanction/PEP screening.\nConduct continuous monitoring of institutional participants, vendors, and beneficial owners for sanctions, adverse media, and politically exposed persons.\nHelp document system safeguards and CFTC system disruption notifications by coordinating with internal engineering teams, logging incident details, and maintaining audit trails for regulatory recordkeeping.\nAssist in CFTC exam preparation by tracking information requests, organizing supporting evidence, and coordinating deliverables across internal stakeholders.\nCollaborate with Product, Operations, and Business Development by tracking executed market maker agreements and monitoring product quoting coverage across active event contracts.\nIdentify opportunities to utilize data analytics and/or vendor tools to automate manual workflows, track metrics, support our market surveillance team, and scale day-to-day operations. \nWhat you’ll bring\nBachelor's degree in Auditing, Finance, Economics or related fields.\n3-5 years of experience in compliance, legal, or regulatory operations, ideally within an institutional exchange, FCM, proprietary trading firm or CFTC/SEC regulated environment.\nFamiliarity with CFTC-regulated entities (DCM, DCO, FCM) strongly preferred.\nHighly organized with a track record of managing multiple workstreams and competing priorities.\nExperience utilizing visual business intelligence tools (e.g. Snowflake, Sigma, Tableau or Power BI), querying languages (SQL/Python) to build dashboards, track compliance metrics, and identify process efficiencies is a plus. \nHands-on experience with project management tools such as Jira or Asana is a plus. \nBenefits & Compensation\nThis position has a base salary of $100,000-$130,000 per year, plus participation in a discretionary annual incentive bonus program.\nRothera is dedicated to advancing the careers and personal wellbeing of our team members. We are continuously exploring ways to support our employees holistically, including a 401(k) plan with employer match, health, vision, and dental insurance for employees and eligible dependents, paid time off, and much more.\nWhy you should join the mission\nIf you want a critical role in a path-breaking company, you belong here. \nRothera values initiative from individuals of all backgrounds. We are proud to be an inclusive workplace and do not discriminate on the basis of race, religion, national origin, age, disability or handicap, sex, marital status, veteran status, sexual orientation, or any other characteristic protected by applicable federal, state or local laws.\nThis is a full-time, in-person hybrid position. This position is not available for visa sponsorship now or in the future. Applicants must be authorized to work in the U.S. on a permanent, indefinite basis.","description_format":"text","description_chars":4231,"description_truncated":false,"requirements":{"experience_years_min":3,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[]},"benefits":["Dental insurance"],"hiring_locations":[{"name":"United States","iso":"US","kind":"country"}],"hiring_excludes":[],"relocation_offered":false,"industries":["Stock Exchanges & Market Infrastructure"],"lifecycle":[{"event":"open","at":"2026-11-06T03:40:00Z"}],"visa":[],"liveness":{"score":86,"band":"hot","label":"Hiring now","p_open":1,"p_active":0.86,"p_room":1,"age_days":3,"expected_fill_days":29,"reasons":["conf:3","win:early"],"computed_at":"2026-11-09T06:03:00Z"},"pay":{"stated_usd_annual":130000,"is_top_pay":false},"html_url":"https://alion.io/job/rothera-senior-associate-compliance","json_url":"https://alion.io/job/rothera-senior-associate-compliance.json","meta":{"generated_at":"2026-11-09T19:29:17Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":5414,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-10T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.1,"usd":0.01,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":4497943},"rest":"https://alion.io/mcp/rest/get_company?id=4497943"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Frothera-senior-associate-compliance"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":2,"usd":0.2},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Frothera-senior-associate-compliance"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.1,"usd":0.01},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Frothera-senior-associate-compliance"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/rothera-senior-associate-compliance\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Frothera-senior-associate-compliance"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":3851677}},{"tool":"search_jobs","arguments":{"company":"rothera.io","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":3851677},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. Docs: https://alion.io/developers"}}