Compliance Level 2 Controller

Responsibilities

The Compliance Level 2 Controller within Second Level Controls is a transversal role covering control testing for Société Générale entities across geographical locations (high level of seniority). The role requires in-depth knowledge of control framework and understanding the compliance controls.

Specifically, you will be required to:

• Identify key business changes through stakeholder connects and assess key risks for the perimeter concerned as directed by the Compliance CTL (Second Level Control) Manager;
• Participate in assessment of existing controls as per the defined control plan and the direction of the Compliance CTL management: assess the design and the execution of each existing formalized controls on schedule and in accordance with CTL standards and methodology;
• Maintain a detailed and updated working knowledge of various laws and regulations, e.g., FCA (Financial Conduct Authority);
• Ensure identified gaps are debriefed to relevant stake holders, corrective action plans agreed and restitution reports are published;

Profile required

• Good to have: exposure to Audit, Quality check or Controls;
• Fair knowledge of Compliance risks in the global banking environment. This may include the risks related to: AML Embargos & Sanctions (OFAC), KYC and client due diligence activities, Laws and regulations related to Anti-Bribery and Corruption;
• Fluent command over French and English language with excellent report writing and presentation skills;
• ACAMS would be a plus.