{"id":3601165,"url":"https://alion.io/job/standard-chartered-splst-wealth-management-ops","title":"Spl'st, Wealth Management Ops","company":{"id":20709,"name":"Standard Chartered","domain":"sc.com","url":"https://alion.io/company/standard-chartered-gbs","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"SuccessFactors","truth_index":{"grade":"A","score":94,"open_postings":52,"ghost_share":0,"stale_share":0.423,"repost_share":0,"time_to_fill_p50_days":21,"computed_at":"2026-11-02T06:13:15Z"}},"role":"Finance","role_family":"Finance","seniority":null,"employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Mumbai, India"],"countries":["IN"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":null,"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Microsoft Excel","optional":false},{"name":"Microsoft Office","optional":false}],"status":"live","first_seen_at":"2026-11-02T09:10:28Z","employer_posted_date":"2026-11-02","last_verified_at":"2026-11-02T19:32:14Z","board_verified":true,"closed_at":null,"days_open":0,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":0},"description":"Job Summary\nThe Role Purpose of Manager for the Trade Operations and Settlement, KYC, and Regulatory Reporting in Broking Operations is to oversee the end-to-end post-trade lifecycle, ensure flawless settlement of trades, and maintain strict compliance with regulatory frameworks and Client Due Diligence (KYC) standards.\nThis role bridges operational efficiency and risk management, protecting the broker-dealer from financial, operational, and regulatory penalties while ensuring a seamless trading experience for institutional or retail clients.\nKey Responsibilities\nThe Job Holder’s responsibilities extend to manage and oversee processing of Trade Settlement, KYC, Internal / External Audit, Exchange Inspection, UAT activities\nWell versed with KRA/ CKYC registration process and the requirements for Individuals & Non-Individuals\nWell versed with current KYC Norms / CDD Procedures/ Regulatory guidelines\nHandled Client onboarding & Account Management - Account opening process (End to End) for Individual & Corporate, FII, DI etc clients of Retail Broking 3in1, NDPMS HDFC Bank- Custodian for Bank & Demat Account with proper validation of Client document\nDigital & Physical onboarding of Account, checking, Scrutiny, rectification in consultation with RM and onboarding in various system.\nCo-ordination with SCB KYC & HDFC KYC team.\nEnsure strict adherence to SEBI, AML/ PMLA (Prevention of Money Laundering Act), and FATCA guideline, CYC\nEnsure Verification of Tariffed mapped in various System with Client Tariff signed sheet.\nEnsure Mapping / reporting of Unique Client Code (UCC) to Exchange portal i.e. BSE, NSE, BSE MF\n& Download of UCC response of new & existing clients on modification.\nSet up NDPMS accounts in Back-office LD / Wealth Spectrum, Front office\nEnsure timely Client Communication in Digital / Physical\nCo-ordinating within team & MIS reporting to management\nEnsure mapping in CTCL / IML / NEAT / TWS for dealers\nPerform the UAT testing of BAU, Regulatory changes, System Enhancement and engage with Frontline and Vendors for Changes.\nStrong focus on all Regulatory reporting and validation of the same with the checks and balances introduce to ensure accuracy. Take end to end responsibility of for all the regulatory compliance & logics built into the system.\nBuilt / Maintain /update tracker of all the issues observed during BAU with a view to improve processes by automation. This Roll requires high degree of independence, ability to quickly analyse issues / situations and get to the depth of the matter to resolve it.\nManage & lead regulatory, Group, Internal, Statutory etc Audits.\nEnsure all the services are delivered to the agreed SLAs monitor, measures and report performance of services being delivered.\nTo oversee and ensure processing within the timelines defined by Regulators, Group & Process notes.\nTo immediately bring to notice of the management any deviation, breach, concern, whenever applicable\nFamiliar with all relevant IT applications like LD, LDCCM, Miles, Wealth Spectrum, Rupee Seed DP Secure, DPM, CDAS. CTCL / Neat / IML / TWS etc\nTo ensure timely responses to the Management, Seniors, other units, including managing stakeholders\nTo ensure compliance with the SEBI, Exchange, KYC standards and rules & regulations of the Company, the Group and all Regulators at all times\nTo ensure that complaints and enquires are resolved as per defined turnaround time\n\nTo oversee timely processing and response for Prohibitory/Attachment orders & Regulatory queries\nGood knowledge of MS-Excel and MS Office\nTo publish all types of MIS and critical business reports to Senior Management and stakeholders\nHandle the job additionally assign by Line Manager from time to time.\nKey Impact\nEnsures compliance with evolving regulatory requirements, preventing financial penalties or operational risks, Exchange regulations i.e. SEBI / NSE / BSE / Group\nEnhances operational efficiency through strong monitoring, data validation, and process standardization\nPeople and Talent (for People Leader roles only)\nSet direction and drive high performance by translating strategy into clear direction, aligning individual goals to team outcomes and providing regular, constructive feedback.\nDevelop talent and capability through coaching and career conversations that build critical skills, stretch potential and prepare individuals for future opportunities.\nLead by example by role-modelling the Bank’s valued behaviours, upholding strong risk and conduct standards, exercising sound judgment, and creating an inclusive team culture that supports wellbeing, values diverse perspectives, and drives accountability.\nEnsured timely completion of JOB as per the current regulatory and company policies and procedure\nMotivations\nA deep professional satisfaction in achieving \"zero-error\" status at the end of a trading day.\nKnowing that their work directly protects the institution from catastrophic financial, legal, and reputational damage.\nA restless drive to make manual workflows faster, safer, and automated.\nAdditional Information for Hiring, Regulatory and/or Compliance Purposes\nEnsuring & follow up compliance requirements, including SEBI reporting per guidelines\nDisplay exemplary conduct and live by the Group’s Values and Code of Conduct.\nTake personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct\nSkills and Experience\nMust-have Skills\nAction Oriented\nCustomer Focus\nManages Ambiguity\nDecision Quality\nOther Skills\nCourage\nDrives Vision & Purpose\nGives Clarity and Guidance\nStrategic Mindset\nQualifications\nKey Experiences\nExperience in Capital Market / Broking firm and knowledge of Exchange & SEBI regulations\nCertifications / Qualifications\nAny Graduate with more than 5 years, NISM certification VI & VII\nLanguages\nEnglish, Hindi\nAbout Standard Chartered\nWe're a global bank connecting clients to our differentiated network, offering growth opportunities in the world's most dynamic markets. Our strategy, which combines cross-border capabilities and leading wealth management expertise, helps us deliver our purpose - to drive commerce and prosperity through our unique diversity.\nOver our 170-year history, and across a unique geographical footprint connecting Asia, Africa and the Middle East to each other and the world, we've built a bank like no other, with diverse capabilities and partnerships that set us apart.\nWhat We Offer\nBeing part of an inclusive and values driven organisation, one that embraces and celebrates our unique diversity, across our teams, business functions, and geographies.\nIn line with our Fair Pay Charter, we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.\nCore bank funding for retirement savings, medical and life insurance, with flexible and voluntary benefits available in some locations.\n Time-off including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.\nFlexible working options based around home and office locations, with flexible working patterns.\nProactive wellbeing support through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global employee assistance programme, sick leave, mental health first-aiders and self-help toolkits.\n A continuous learning culture to support your growth, with opportunities to reskill and upskill and access to physical, virtual, and digital learning.\nVisit our careers website to learn more about us: www.sc.com/careers.","description_format":"text","description_chars":7879,"description_truncated":false,"requirements":{"experience_years_min":null,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":null,"security_clearance":false,"languages":[]},"benefits":["Annual leave","Continuous learning","Flexible schedule","Growth opportunities","Life insurance"],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Wealth Management & Financial Advisors","Commercial & Retail Banks","Investment Banking & M&A Advisory"],"lifecycle":[{"event":"open","at":"2026-11-02T09:10:28Z"}],"visa":[],"liveness":{"score":86,"band":"hot","label":"Hiring now","p_open":1,"p_active":0.86,"p_room":1,"age_days":0,"expected_fill_days":21,"reasons":["conf:5","win:early","comp:brand"],"computed_at":"2026-11-03T00:38:47Z"},"pay":null,"html_url":"https://alion.io/job/standard-chartered-splst-wealth-management-ops","json_url":"https://alion.io/job/standard-chartered-splst-wealth-management-ops.json","meta":{"generated_at":"2026-11-03T00:38:47Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":864,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-04T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":20709},"rest":"https://alion.io/mcp/rest/get_company?id=20709"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fstandard-chartered-splst-wealth-management-ops"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fstandard-chartered-splst-wealth-management-ops"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fstandard-chartered-splst-wealth-management-ops"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/standard-chartered-splst-wealth-management-ops\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fstandard-chartered-splst-wealth-management-ops"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":3601165}},{"tool":"search_jobs","arguments":{"company":"sc.com","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":3601165},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. Docs: https://alion.io/developers"}}