{"id":3404613,"url":"https://alion.io/job/stonex-group-compliance-analyst","title":"Compliance Analyst","company":{"id":2646,"name":"StoneX Group","domain":"stonex.com","url":"https://alion.io/company/stonex","size_band":"1001-5000","is_staffing_agency":false,"employer_type":"direct","is_intermediary":false,"listed_via":null,"ats_vendor":"iCIMS","truth_index":{"grade":"A","score":100,"open_postings":7,"ghost_share":0,"stale_share":0,"repost_share":0,"time_to_fill_p50_days":14,"computed_at":"2026-10-31T05:58:55Z"}},"role":"Legal","role_family":"Legal","seniority":null,"employment_type":null,"work_mode":"on_site","remote_scope":null,"remote_scope_basis":null,"remote_working_hours":null,"hiring_geo_confidence":"structured","locations":["Bengaluru, India"],"countries":["IN"],"hiring_countries":[],"hiring_countries_total":0,"salary":null,"salary_estimate":null,"experience_years_min":null,"visa_sponsorship":false,"relocation_package":false,"has_equity":false,"technologies":[{"name":"Outlook","optional":false}],"status":"live","first_seen_at":"2026-10-28T15:44:42Z","employer_posted_date":"2026-10-28","last_verified_at":"2026-10-31T19:34:12Z","board_verified":true,"closed_at":null,"days_open":3,"trust":{"level":"ok","repost_count":null,"flags":[],"days_open":3},"description":"Overview\nClass: Full-time and Permanent\nLegal Entity: SNEX Technology Services Private Limited\nReport to: Manager, Trade Surveillance\nCompany Overview:\nConnecting clients to markets - and talent to opportunity.\nWith 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.\nWhether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.\nBusiness Segment Overview:\nCorporate:Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.\nResponsibilities\nPosition Purpose:\nDetecting and escalating potential market abuse and policy breaches in voice and electronic communications across multiple businesses and within agreed service standards. This role sits within the Central Surveillance Division of the Compliance Department and will focus on providing support and monitoring across the Firm’s various business lines.\nPrimary duties will include:\nProcessing communications surveillance for both oral and written communications. This will involve listening to calls and reviewing written communications to determine if there has been a breach of any Firm policy, and escalating suspicions to line management. \nAssisting with the production of management information (MI) relating to communications surveillance.\nAssisting with testing of lexicon lists and AI models supporting the communications surveillance process. \nAssisting with the administration of employee reconciliations to ensure we are reviewing the right population. \nThematic reviews of business areas via a deep dive into communications. \nProcessing the Team’s shared mailbox.\nCompletion of ongoing tasks that sit within the team’s Compliance Monitoring Programme (“CMP”)\nAssist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business.\nAssist in the administration of compliance policies and procedures.\nSupport new business initiatives e.g. new products/jurisdictions, acquisitions. \nThe role may also involve processing Employee Compliance tasks including PA Trading approvals and reconciliations.\nThe role will involve working across time zones with teams in multiple locations, supporting global business lines.\nQualifications\nTo land this role you will need:\nFluency in business English.\n1-3 years in compliance, surveillance, risk or operations at a financial services firm.\na working understanding of market abuse (insider dealing, market manipulation, improper sharing of inside information).\nExperience reviewing alerts or cases and writing clear, evidence-based escalation notes.\nBasic knowledge of regulatory rules around Market Abuse, Conflicts of Interest and Money Laundering. \nBasic knowledge of products traded by the Firm including Securities, Futures and Foreign Exchange.\nThe role will involve dealing with confidential information, and the successful candidate should be familiar with best practice for dealing with such information, in line with Firm policy and data protection requirements.\nWhat makes you stand out:\nEffective planning, good organisation and time management skills.\nAbility to work accurately, thoroughly, reliably and with strong attention to detail.\nStrong analytical and investigative skills.\nTeam player.\nAbility to work independently and prioritise multiple tasks.\nGood relationship building and communications skills (written and oral).\nComputer competency, including experience with Microsoft Outlook/Word/Excel/Co-pilot.\nEducation / Certification Requirements:\nUniversity degree/Professional Compliance Qualification - professional qualifications may be required to be attained if not already held.\nWorking environment:\n4 days in office, 1 day remote\n#LI-GM1","description_format":"text","description_chars":4343,"description_truncated":false,"requirements":{"experience_years_min":null,"management_years_min":null,"team_size_min":null,"manages_managers":false,"education":{"level":"bachelor","optional":false},"security_clearance":false,"languages":[{"language":"English","level":"Upper-Intermediate (B2)","optional":false}]},"benefits":[],"hiring_locations":[],"hiring_excludes":[],"relocation_offered":false,"industries":["Currency Exchange & FX Payments","Online Brokerage & Trading Platforms"],"lifecycle":[{"event":"open","at":"2026-10-28T15:44:42Z"}],"visa":[],"liveness":{"score":89,"band":"hot","label":"Hiring now","p_open":1,"p_active":0.895,"p_room":1,"age_days":2,"expected_fill_days":14,"reasons":["conf:1","velocity","win:early"],"computed_at":"2026-10-31T05:58:55Z"},"pay":null,"html_url":"https://alion.io/job/stonex-group-compliance-analyst","json_url":"https://alion.io/job/stonex-group-compliance-analyst.json","meta":{"generated_at":"2026-10-31T20:43:55Z","cache_seconds":300,"methodology":"https://alion.io/methodology","terms":"https://alion.io/terms","contact":"https://alion.io/contact","api":"https://alion.io/developers","about":"Alion is a live layer of people, companies and AI agents: who they are, whether they are real and active right now, what they do and how to work with them, readable by people and by agents and paid per call.","catalog":"https://alion.io/catalog.json","usage":{"tier":"crawler_verified","counted_by":"address","units_charged":1,"used_today":32623,"day_limit":null,"remaining_today":null,"minute_limit":300,"resets_at":"2026-11-01T00:00:00Z"}},"offers":[{"id":"company.slices","title":"One company in depth, by slice","status":"live","price":{"credits":0.02,"usd":0.002,"plus_per_slice":{"credits":0.05,"usd":0.005}},"unit":"per company, plus each slice with data","note":"the employer in depth","call":{"mcp_tool":"get_company","arguments":{"id":2646},"rest":"https://alion.io/mcp/rest/get_company?id=2646"},"human":"https://alion.io/catalog?offer=company.slices&for=job%2Fstonex-group-compliance-analyst"},{"id":"market.stats","title":"A market slice: pay, demand and time to fill","status":"live","price":{"credits":1,"usd":0.1},"unit":"per slice","note":"pay, demand and time to fill for this role and place","call":{"mcp_tool":"market_stats"},"human":"https://alion.io/catalog?offer=market.stats&for=job%2Fstonex-group-compliance-analyst"},{"id":"job.search","title":"Open jobs by role, technology, place, pay and visa","status":"live","price":{"credits":0.02,"usd":0.002},"unit":"per posting in a list","note":"similar open postings","call":{"mcp_tool":"search_jobs"},"human":"https://alion.io/catalog?offer=job.search&for=job%2Fstonex-group-compliance-analyst"},{"id":"company.verify","title":"Is this company real and active right now","status":"pilot","price":null,"unit":"per company","request":{"url":"https://alion.io/catalog/request","method":"POST","body":"{\"offer\": \"company.verify\", \"for\": \"job/stonex-group-compliance-analyst\", \"note\": \"what you need it for\"}"},"human":"https://alion.io/catalog?offer=company.verify&for=job%2Fstonex-group-compliance-analyst"}],"agent":{"mcp":"https://alion.io/mcp/jobs","mcp_open":"https://alion.io/mcp/open","next":[{"tool":"get_job","arguments":{"id":3404613}},{"tool":"search_jobs","arguments":{"company":"stonex.com","detail":"compact"}},{"tool":"match_people","arguments":{"job_id":3404613},"note":"people open to offers who fit this vacancy"}],"note":"The same data through MCP tools: https://alion.io/mcp/open needs no sign-in (compact searches, postings, people); https://alion.io/mcp with an Alion account has everything. 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