Compliance Manager

Reporting to the Head of Compliance, this person will play a key role in the delivery of

Fluro's compliance framework, with a strong focus on providing hands-on regulatory and

compliance advice to the business alongside maintenance of the day-to-day compliance

activities including delivery of the annual compliance monitoring plan.

This role will suit someone that is comfortable applying their knowledge of regulation to real

business use-cases, who can think creatively and is eager to support the business in the

delivery of its mission to create a lasting, positive change in the credit industry

Responsibilities

- Work cross-functionally to deliver pragmatic compliance advice, and ensure product

and service changes comply with relevant FCA rules and regulations

- Conduct horizon scanning and provide balanced and practical advice to the business

on new regulations

- Translate regulatory requirements into easy to understand internal policies that are

fit for purpose

- Champion a customer focussed culture and provide pragmatic advice on Consumer

Duty

- Act as a “critical friend” to the business, ensuring that the compliance team is viewed

positively and engaged as appropriate

- Conduct compliance monitoring and outcomes testing, escalating findings and

tracking remediation

- Support internal/external audits, due diligence and contract reviews

- Assist with regulatory reporting and administration

- Deliver compliance training and advise on mandatory training requirements

Skills

Need to haves:

- Solid compliance experience gained within an FCA-regulated financial services firm

(consumer credit or fintech experience an advantage)

- Good working knowledge of the UK regulatory framework, including Consumer Duty,

SMCR, CONC and DISP

- Ability to provide clear, practical regulatory advice and constructive challenge to the

business

- Experience conducting compliance monitoring and outcomes testing, and tracking

remediation

- Excellent written and verbal communication skills

- Comfortable managing multiple priorities with strong attention to detail

Nice to haves:

- Experience with SMCR administration (certifications, fitness and propriety

assessments)

- Exposure to financial crime frameworks (e.g. SAR review, MLRO support)

- Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk

and Compliance

Benefits

• Pension scheme - Fluro matches up to 5%
• Health Insurance, which includes covering the full cost of premiums and can be

extended to cover any dependants who live at the same address

• Fluro pays up to £30 per month towards an employee’s gym membership
• Life insurance policy - 4x salary
• Income protection policy

• Service Recognition for 5+ years and 10+ years at Fluro