Compliance Intern
Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform - moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds an unique digitalised investment community to connect all users, investors, companies, analysts, media and key opinion leaders.
In Singapore, Moomoo Financial Singapore Pte. Ltd. (www.moomoo.com/sg) offers investment products for trading via the moomoo platform, and it is a capital markets services licence holder regulated by the Monetary Authority of Singapore (Licence No. CMS101000). In June 2022, Moomoo Singapore became the first digital brokerage to receive all five memberships from the SGX Group for the securities and derivatives markets.
Compliance Intern
The Compliance Intern is a crucial member of our organization responsible for ensuring the company's adherence to all relevant laws, regulations, and internal policies. The role provides exposure to a broad range of compliance activities, including client complaint handling, review of marketing and client-facing materials, periodic reviews of service providers, and other compliance projects.
The intern will work closely with the Compliance team and relevant business functions to support the effective implementation of the Company’s compliance framework and day-to-day compliance activities.
Responsibilities
- Assist with the review and investigation of client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting the preparation of responses and regulatory reporting where required.
- Support the Compliance team in reviewing marketing materials, campaigns, social media content and other client-facing communications to ensure compliance with applicable regulatory requirements and internal policies.
- Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies.
- Participate in ad hoc projects and duties where assigned and ensure the effective discharge of the tasks assigned.
Requirements
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Able to work under pressure within tight deadlines with no loss of accuracy.
- A proactive and reliable team player but can also work well independently.
- Able to handle repetitive work.
- English speaking and Fluency in Mandarin is an added advantage
Please note that only short-listed candidates will be contacted.
Benefits
Working at Moomoo, you will get
- Be a part of the world’s leading digital brokerage firm where growth and career development opportunities are endless.
- Enjoy a competitive total compensation package that truly values your skills and contributions.
- Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
- Fun loving and diverse work environment that hosts various team-bonding programs and company events
- Business casual work attire everyday
- And Much More!: Discover even more perks and benefits as we take you through the hiring process!