IB Operations - Securities Specialist

UBS · Commercial & Retail Banks · Wealth Management & Financial Advisors · 8 hours ago
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Location
In office (China)

Confirmed on the employer's own hiring board on Nov 1, 2026. First seen by Alion on Oct 29, 2026. UBS scores B on the Alion truth index.

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UBS

Headquartered in Zurich, Switzerland, UBS is a leading global financial services firm and one of the world's largest wealth managers. The company provides a comprehensive range of solutions, including private banking, personal and corporate banking, asset management, and investment banking services. Operating in major financial centers across the globe, the institution assists high-net-worth individuals, corporations, and institutional clients in managing and growing their assets.
ubs.com · HQ: Zurich, Switzerland · Asset Management & Funds · Investment Banking & M&A Advisory · Wealth Management & Financial Advisors · Commercial & Retail Banks · 5000+ employees · Est. 1998
Tech stack of UBS
Backed by Blue Lion

Group Functions

• Process manual settlements and asset/securities transfer instructions across multiple asset classes to completion
  • Affirm broker confirmations, respond to broker inquiries, and coordinate with counterparties to keep transaction flows moving
  • Monitor settlement queues, investigate failed/unmatched/delayed transactions, and resolve cash and securities discrepancies
  • Maintain accurate records, clear documentation, and regular status updates and management reporting
  • Identify inefficiencies and contribute to process improvements and automation initiatives

• Follow risk controls, escalate issues promptly, and ensure required checks are performed consistently

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