CIFS - Sox Internal Controls & Audit Support

Support SOX Management Testing and PTP-01 controls by validating populations, selecting samples, reviewing evidence, documenting test results and coordinating control queries with stakeholders.

Brief Role Summary

Support SOX Management Testing and PTP-01 controls by validating populations, selecting samples, reviewing evidence, documenting test results and coordinating control queries with stakeholders.

Key Responsibilities

• Review assigned control descriptions, risks and testing attributes.
• Validate control populations and supporting-data completeness.
• Select samples using approved testing methodology.
• Obtain evidence from control owners and coordinators.
• Test samples against defined control attributes.
• Document procedures, evidence and conclusions clearly.
• Identify exceptions, gaps and missing documentation.
• Escalate testing issues to reviewers promptly.
• Update control trackers and planned completion dates.
• Submit testing templates for internal review.
• Address review comments and update working papers.
• Upload approved documentation into SPMT.
• Support interim, roll-forward and year-end testing.
• Support PTP-01 vendor-master-data control activities.
• Maintain standardized work instructions and testing documentation.
• Assist internal and external audit-information requests.
• Protect confidential financial and audit information.
• Support continuous improvement and testing standardization.

CIFS responsibilities cover SOX execution, monitoring, audit documentation, validation, issue resolution and continuous-control improvement.

Suggested Proficiency

• SOX testing: Intermediate-Training can be provided
• Finance processes: Intermediate-Training can be provided
• Excel: Intermediate to advanced-Training can be provided
• SAP: Working Knowledge-Training can be provided
• SPMT: Training can be provided Training can be provided
• Documentation: Intermediate
• Communication: Intermediate