Auditor - Business Audit

Responsibilities

• Audit lead or delivery role to support the Business Audit team.
• Experience in Investment banking or Core Finance and corporate functions audits is preferred
• Responsible for delivering work on standalone and joint audits with global audit teams. 
• Communication and stakeholder management is another key skill requirement.
• Involvement in audit engagements either as a lead or as a contributor, which will include planning executing, directing, and reporting on the audits.
• Good knowledge of operational processes related to investment banking across Back office, Middle Office and Front Office operations
• Good knowledge of finance processes and corporate functions such as HR/Compliance/Sourcing, etc.
• Experience working in and good knowledge about banking regulations and systems.
• A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.
• Responsible for understanding the underlying processes, identifying the underlying problems, and making recommendations for business and process improvements.
• Review the evidence of audit conclusions are ensure they are well-documented.
• Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient
• Dedicated focus on professional growth and take on more challenging assignments, in line with standard audit career progression

• Focus on upskilling and increasing knowledge on new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

• Quality initiatives within audit function
• Working on Integrated audits and execute all audits in accordance with professional standards.
• Monitoring audit recommendations
• Statutory and regulatory norms applicable to banking business 
• Fluent strong communication skills and command over English language
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Profile required

• CA/MBA with 10+ years of audit experience, with mandatory experience in investment banking audits or Finance audits.
• Good exposure on risks - accounting, fraud, credit, liquidity, market + operational risk, compliance risks and understanding of global banking regulations.  

• CIA/CFE/FRM Certification is an added advantage.

• Assists audit management in preparation & execution of the audit plan
• Prepares Audit work program and understands the specific risks to be evaluated.

• Performs evaluation of internal controls, testing of processes

• Perform tests on the effectiveness of the Internal control environment within SG

• Maintains clear work papers and audit trail of the work done in the appropriate tool

• Write formal & clear reports to communicate audit results to management

• Makes appropriate recommendations to improve SG processes

• Timely issuance of the audit reports

• Follow-up recommendations issued timely and escalate when needed

• Acquire knowledge on activities and risks during assignments and via trainings

• Strong communication skills with experience of working in global teams and managing global stakeholders.